Eric C. Chen
CFP®Professional Summary
Eric C. Chen, CFP®, who also goes by Eric Chin Ren Chen, Eric Chin-ren Chen, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Seattle, Washington and FIDELITY BROKERAGE SERVICES LLC located in Bellevue, Washington. Eric is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Eric has worked at 5 firms and has passed the Series 66, SIE and Series 7...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Education Planning
- Retirement Income Management
- Tax Planning
- Retirement Planning
- Investment Planning
- Estate Planning
- Social Security Planning
- Insurance Planning
- Comprehensive Financial Planning
Biography
I am an experienced and tenured financial professional, who specializes in empowering and collaborating with high net-worth individuals, families, non-profits, and businesses about their wealth management needs. By learning about my client's personal and financial situation, and then going through a detailed and tailored process, I am able to help clients create a financial plan that organizes and aims to improve their financial structure and strategies, while providing a first-class experience.
Other Aliases
Eric Chin Ren Chen, Eric Chin-Ren Chen
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Website
xxxxxxxxxx.xxx
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
10 years in the financial services industry
Current & Past Employments
Education
California Lutheran University
Finance, Master of Business Administration (MBA)
Finance, Master of Business Administration (MBA)
2020
Purdue University
Business Management, Bachelor of Science (BS)
Business Management, Bachelor of Science (BS)
2011
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Current Firm
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
Contact Information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698Phone Number
(617) 563-7000# of Employees
17,112SEC notice filing (52 States and Territories)
Registered to provide investment advisory services in 52 US states and territories.
Documents
Regulatory Assets Under Management
Total Number of Accounts
2,973,512AUM (Assets Under Management)
$1,370,125,325,211Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 | Cover Page | Report |
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
State Registrations and Notice Filings
(9/9/2022)
(6/30/2020)
(6/30/2020)
(7/21/2023)
(2/12/2021)
(8/22/2022)
(6/30/2020)
(1/7/2026)
(1/4/2025)
(7/11/2024)
(8/13/2021)
(8/13/2021)
(3/8/2022)
(6/30/2020)
(10/8/2021)
(1/6/2026)
(9/9/2022)
(3/31/2025)
(6/30/2020)
(3/31/2025)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Eric C. Chen's CRS (Customer Relationship Summary).
Services Offered by Eric
- Education Planning
- Retirement Income Management
- Tax Planning
- Retirement Planning
- Investment Planning
- Estate Planning
- Social Security Planning
- Insurance Planning
- Comprehensive Financial Planning
Similar Advisors
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