John D. Holt
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John David Holt, who also goes by Jd Holt, was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 2016. John had worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 21, 2019 - December 31, 2019
TLG ADVISORS, INC.
May 16, 2019 - December 31, 2019
THE LEADERS GROUP, INC.
February 21, 2018 - May 28, 2019
M HOLDINGS SECURITIES, INC.
February 20, 2018 - May 28, 2019
M HOLDINGS SECURITIES, INC.
November 29, 2017 - February 2, 2018
MML INVESTORS SERVICES, LLC
September 7, 2016 - September 1, 2017
EQUITY SERVICES, INC.
August 25, 2016 - September 1, 2017
EQUITY SERVICES, INC.
Primary Firm SEC Registration
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TLG ADVISORS, INC.
CRD#: 111052 / SEC#: 801-60458
Contact information
SEC notice filing (49 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,331 |
| AUM (Assets Under Management) | $ 1,948,103,893 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
