Kathleen Deines
Professional Summary
Kathleen Deines, who also goes by Kathleen Ann Deines, Kathleen Deines, Kate Ann Deines, Kate Ann Krieger, Kathleen Krieger, was a registered financial advisor. Kathleen was a previously registered financial professional and started their career in finance 2017 - 2021. Kathleen had worked at 2 firms and has passed the Series 65 exam.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Kathleen Ann Deines, Kathleen Deines, Kate Ann Deines, Kate Ann Krieger, Kathleen Krieger
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
9 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
ELLEVATE FINANCIAL, INC. | ELLEVEST, INC. | ELLEVEST
Contact Information
Main Address
228 Park Ave S Pmb 94934, New York, NY 10003Mailing Address
228 Park Ave S Pmb 94934, New York, NY 10003-1502Phone Number
(844) 355-7100# of Employees
19SEC notice filing (27 States and Territories)
Registered to provide investment advisory services in 27 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
474AUM (Assets Under Management)
$1,131,232,881Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ELLEVATE FINANCIAL, INC. | ELLEVEST, INC. | ELLEVEST
State Registrations and Notice Filings
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Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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