James P. Burke

PAYDEN & RYGEL

Boston, MA 02110

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CRD#: 6682163

Professional summary

James Patrick Burke, who also goes by James Burke, is a registered financial advisor currently at PAYDEN & RYGEL located in Boston, Massachusetts and PAYDEN & RYGEL DISTRIBUTORS located in Los Angeles, California.

James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2020. James has worked at 6 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

James Burke

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Burke's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 31, 2024 - Present

PAYDEN & RYGEL

Office #1: 265 Franklin Street Suite 1603, Boston, MA 02110

RIA

CRD#: 107160

Boston, MA

Current

July 10, 2024 - Present

PAYDEN & RYGEL DISTRIBUTORS

Office #1: 333 South Grand Ave 39th Floor, Los Angeles, CA 90071-1536

CRD#: 29868

Los Angeles, CA

Past

January 4, 2021 - May 6, 2024

AMUNDI ASSET MANAGEMENT US, INC.

RIA

CRD#: 107719

BOSTON, MA

Past

July 21, 2020 - December 31, 2020

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

RIA

CRD#: 138756

BOSTON, MA

Past

June 18, 2020 - May 6, 2024

AMUNDI DISTRIBUTOR US, INC.

CRD#: 24497

BOSTON, MA

Past

January 22, 2020 - June 4, 2020

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

BASKING RIDGE, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PAYDEN & RYGEL

PAYDEN & RYGEL | PAYDEN & RYGEL DISTRIBUTORS (BD ONLY)

CRD#: 107160 / SEC#: 801-19762

RIA

Registered Investment Advisory firm - (9/8/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(7/10/2024)

IAR

California
(10/31/2024)

Florida
(7/18/2024)

Maine
(7/18/2024)

Massachusetts
(7/10/2024)

IAR

Massachusetts
(1/2/2025)

New Jersey
(7/18/2024)

Pennsylvania
(7/18/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/17/2020

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 1/22/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/28/2019

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

PAYDEN & RYGEL

PAYDEN & RYGEL | PAYDEN & RYGEL DISTRIBUTORS (BD ONLY)

CRD#: 107160 / SEC#: 801-19762

RIA

Registered Investment Advisory firm - (9/8/1983 Approved)

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Contact information

Main Address

333 S. Grand Avenue 40th Floor, Los Angeles, CA 90071

Mailing Address

Phone number

(213) 625-1900

Established

Firm type

Fiscal year end

# of Employees

190

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	866
AUM (Assets Under Management)	$ 150,947,495,804

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

James P. Burke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Patrick Burke's CRS (Customer Relationship Summary).

Certified licenses

Experience

PAYDEN & RYGEL DISTRIBUTORS

AMUNDI ASSET MANAGEMENT US, INC.

AMUNDI PIONEER INSTITUTIONAL ASSET MANAGEMENT, INC.

AMUNDI DISTRIBUTOR US, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

PAYDEN & RYGEL

State Registrations and Notice Filings

Exams

Series 66

Date: 7/17/2020

Series 7TO

Date: 1/22/2020

SIE

Date: 10/28/2019

FINRA

Current Firm

PAYDEN & RYGEL

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PAYDEN & RYGEL

TRUST BUT VERIFY

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