Pedro Hache
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pedro Hache, who also goes by Pedro Eric Hache Munoz, Pedro Hache Munoz, was a registered financial professional .
Pedro is a previously registered financial professional and started their career in finance in 2018. Pedro had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 24, 2019 - February 10, 2021
GAMMA ASSET MANAGEMENT LLC
August 9, 2018 - September 24, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 16, 2018 - September 24, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
GAMMA ASSET MANAGEMENT LLC
CRD#: 300050 / SEC#: 801-129754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GAMMA ASSET MANAGEMENT LLC
CRD#: 300050 / SEC#: 801-129754
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 87 |
| AUM (Assets Under Management) | $ 269,236,959 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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