AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
NL

Nicholas A. Lopez

RETIREMENT PLANNERS OF AMERICA
Plano, TX 75093
Some features on this profile are disabled
CRD#: 6681813
NL

Professional summary

Nicholas Antonio Lopez, who also goes by Nicholas Antonio Lopez, Nicholas Lopez, is a registered financial advisor currently at RETIREMENT PLANNERS OF AMERICA located in Plano, Texas.

Nicholas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Nicholas has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Nicholas Antonio Lopez | Nicholas Lopez

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nicholas Antonio Lopez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

December 15, 2025 - Present

RETIREMENT PLANNERS OF AMERICA

Office #1: 2820 Dallas Parkway, Plano, TX 75093
RIA
CRD#: 157222
Plano, TX
Past

October 29, 2025 - November 25, 2025

TRIAD WEALTH PARTNERS, LLC

RIA
CRD#: 326523
Southlake, TX
Past

August 14, 2025 - December 9, 2025

COPPELL ADVISORY SOLUTIONS LLC

RIA
CRD#: 156549
Southlake, TX
Past

April 24, 2023 - August 28, 2024

RETIREMENT PLANNERS OF AMERICA

RIA
CRD#: 157222
PLANO, TX
Past

October 29, 2021 - April 18, 2023

FISHER INVESTMENTS

RIA
CRD#: 107342
PLANO, TX
Past

May 24, 2019 - September 2, 2021

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Woburn, MA
Past

May 31, 2018 - April 11, 2019

CITIZENS SECURITIES, INC.

BD
CRD#: 39550
JAMAICA PLAIN, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RP
RETIREMENT PLANNERS OF AMERICA
MMWKM ADVISORS, LLC | RPOA ADVISORS, INC. | RETIREMENT PLANNERS OF AMERICA | MONEY MATTERS WITH KEN MORAIF

CRD#: 157222 / SEC#: 801-72262

RIA
Registered Investment Advisory firm - (4/4/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(12/15/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/29/2021
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/2/2018
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 5/31/2018
Investment Company Products/Variable Contracts Representative Examination

Current Firm

RP
RETIREMENT PLANNERS OF AMERICA
MMWKM ADVISORS, LLC | RPOA ADVISORS, INC. | RETIREMENT PLANNERS OF AMERICA | MONEY MATTERS WITH KEN MORAIF

CRD#: 157222 / SEC#: 801-72262

RIA
Registered Investment Advisory firm - (4/4/2011 Approved)
Loading...

Contact information

Main Address
2820 Dallas Parkway, Plano, TX 75093
Mailing Address
Phone number
(469) 246-3600
Established
Firm type
Fiscal year end
# of Employees
126

SEC notice filing (43 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

ADV PART 2A APPENDIX 1 WRAP FEE PROGRAM BROCHURE (3/28/2025)
ADV PART 2A FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts15,760
AUM (Assets Under Management)$ 3,975,227,271

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

RETIREMENT PLANNERS OF AMERICA

CRD#: 157222Plano, TX 75093

TRUST BUT VERIFY

Monitor Nicholas Lopez

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Kenneth Bernard Hopkins
Kenneth HopkinsAdvisorCheck Check Mark
ORION WEALTH MANAGEMENT LLC
IAR
RR
RICHARDSON, TX
David Antonio Alvarez
David AlvarezAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Grapevine, TX
JM
Jonathan MeaneyAdvisorCheck Check Mark
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
IAR
RR
DALLAS, TX
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.