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ER

Eric Maxwell Robken

CRD# 6681564·Registered 2016 - 2025
Previously Registered: Being a previously registered professional could mean that Eric is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Eric Maxwell Robken, who also goes by Eric M. Robken, was a registered financial advisor. Eric was a previously registered financial professional and started their career in finance 2016 - 2025. Eric had worked at 1 firm and has passed the Series 65 exam.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eric M. Robken

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

ASHLAND HEIGHTS CAPITAL MANAGEMENT, LLC·CRD# 284375
RIA
Fulshear, TX
September 2, 2016 - June 25, 2025

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Current Firm

AH
ASHLAND HEIGHTS CAPITAL MANAGEMENT, LLC

ASHLAND HEIGHTS CAPITAL MANAGEMENT, LLC | ASHLAND HEIGHTS INVESTMENTS

CRD#: 284375

Contact Information

Main Address

Fulshear, TX

Phone Number

(713) 540-6398

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

4

AUM (Assets Under Management)

$271,595

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Dresser-Rand - 11/2013 - non-investment related - Lead proposal engineer for client services supporting a global sales force - appx 40 hours a week

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2016About the Series 65 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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