Rebecca A. Dunn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rebecca Ann Dunn, who also goes by Rebecca Ann Dunn, was a registered financial professional .
Rebecca is a previously registered financial professional and started their career in finance in 2019. Rebecca had worked at 2 firms and has passed the Series 7TO, SIE and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 18, 2023 - September 28, 2023
XTON FINANCIAL LLC
December 2, 2019 - January 25, 2021
INDEPENDENT FINANCIAL GROUP, LLC
State Registrations and Notice Filings
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Exams
Series 7TO
Date: 12/2/2019
General Securities Representative ExaminationCurrent Firm
XTON FINANCIAL LLC
CRD#: 132847 / SEC#: , 8-66643
Contact information
Red Flags
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