William H. Clayton
Professional summary
William Henderson Clayton III, who also goes by William Clayton, Tre Clayton, is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in New York, New York.
William is registered as a RR (Registered Representative) and started their career in finance in 2016. William has worked at 3 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Henderson Clayton III's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 27, 2023 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 88 Pine Street 25th Floor, New York, NY 10005July 10, 2019 - March 31, 2023
SIEBERT WILLIAMS SHANK & CO., LLC
August 15, 2016 - July 10, 2019
TRUIST SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/27/2023)
Exams
Series 79TO
Date: 2/27/2020
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
Red Flags
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