Zachary M. Herron
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Zachary Michael Herron, who also goes by Zachary Michael Herron, Zachary Herron, was a registered financial professional .
Zachary is a previously registered financial professional and started their career in finance in 2018. Zachary had worked at 3 firms and has passed the Series 63, Series 79TO, Series 57TO, Series 7TO, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2021 - November 23, 2021
JANE STREET EXECUTION SERVICES, LLC
November 21, 2019 - November 23, 2021
JANE STREET CAPITAL, LLC
August 8, 2018 - November 28, 2018
UNION SQUARE ADVISORS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 3/1/2024
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 4/28/2021
Securities Trader ExamSeries 7TO
Date: 3/26/2021
General Securities Representative ExaminationCurrent Firm
JANE STREET EXECUTION SERVICES, LLC
CRD#: 167280 / SEC#: , 8-69254
Contact information
FINRA licenses (10 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JANE STREET GROUP, LLC | MEMBER | |
| BELLIOTTI, ANGELO | CHIEF COMPLIANCE OFFICER | 6617066 |
| BERGER, MATTHEW ROBERT | OPERATING COMMITTEE MEMBER | 4714455 |
| HARRISON, MARIE ELIZABETH | PRINCIPAL FINANCIAL OFFICER | 4621035 |
| ROY, ANDREAS TORBJOERN | OPERATING COMMITTEE MEMBER/PRESIDENT | 6344770 |
| WALSH, PATRICK J. | PRINCIPAL OPERATIONS OFFICER | 4786045 |
| ZGALJIC, DAVOR | OPERATING COMMITTEE MEMBER | 4819565 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
