Reed Austin

UNIVERSAL WEALTH MANAGEMENT LLC

SURPRISE, AZ 85374

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CRD#: 6680147

Professional summary

Reed Austin is a registered financial advisor currently at UNIVERSAL WEALTH MANAGEMENT LLC located in Surprise, Arizona.

Reed is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Reed has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.) ANNUITY MARKETING SERVICES - 5/16/2022 - 1700 City Farm Drive, Suite B, Baton Rouge, LA 70806 - Regional VP, Regional Sales, Invt Rel, Insurance business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) RMA CAPITAL LLC - 7/12/2021 - 10438 E Acoma Drive, Scottsdale, AZ 85255 - Investor, Invested in company that sells products on Amazon, Not Invt Rel, Ecom business, 0 hrs/mo; 0 hrs/mo (during trading hours).

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reed Austin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 12, 2025 - Present

UNIVERSAL WEALTH MANAGEMENT LLC

Office #1: 15331 W Bell Road Ste 318, Surprise, AZ 85374

RIA

CRD#: 333585

SURPRISE, AZ

Past

June 7, 2022 - December 9, 2024

THE LEADERS GROUP, INC.

CRD#: 37157

SUMMIT, NJ

Past

October 22, 2019 - May 16, 2022

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

WOODLAND HILLS, CA

Past

May 22, 2019 - September 5, 2019

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

PHOENIX, AZ

Past

February 13, 2019 - September 5, 2019

PRUCO SECURITIES, LLC.

CRD#: 5685

PHOENIX, AZ

Past

December 15, 2017 - February 8, 2019

FORESTERS ADVISORY SERVICES, LLC

RIA

CRD#: 164663

Phoenix, AZ

Past

July 30, 2016 - February 8, 2019

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

PHOENIX, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/19/2025

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/11/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/30/2016

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 26

Date: 7/20/2017

Investment Company Products/Variable Contracts Principal Examination

Current Firm

UNIVERSAL WEALTH MANAGEMENT LLC

CRD#: 333585 / SEC#:

Arizona

Registered Investment Advisory firm - (11/26/2024 Approved)

California

Registered Investment Advisory firm - (4/30/2025 Approved)

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Contact information

Main Address

15331 W Bell Road Ste 318, Surprise, AZ 85374

Mailing Address

Phone number

(623) 323-2268

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	15
AUM (Assets Under Management)	$ 8,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Reed Austin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Reed Austin's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE LEADERS GROUP, INC.

COREBRIDGE CAPITAL SERVICES, INC.

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

FORESTERS ADVISORY SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/19/2025

Series 63

Date: 8/11/2016

SIE

Date: 10/1/2018

Series 6

Date: 7/30/2016

Series 26

Date: 7/20/2017

Current Firm

UNIVERSAL WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

UNIVERSAL WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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