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Thomas R. Wareing

DOMAIN MONEY ADVISORS
Glendale, AZ
Some features on this profile are disabled
CRD#: 6679995
TW

Professional summary

Thomas Robert Wareing, CFP®, who also goes by Thomas Wareing, Tom Robert Wareing, Tom Wareing, is a registered financial advisor currently at DOMAIN MONEY ADVISORS, LLC located in Glendale, Arizona.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Thomas has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Thomas Wareing | Tom Robert Wareing | Tom Wareing

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Robert Wareing's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

February 19, 2026 - Present

DOMAIN MONEY ADVISORS, LLC

RIA
CRD#: 316434
Glendale, AZ
Past

July 21, 2025 - January 15, 2026

AE WEALTH MANAGEMENT, LLC

RIA
CRD#: 282580
Peoria, AZ
Past

October 11, 2018 - July 24, 2025

VANGUARD ADVISERS, INC.

RIA
CRD#: 106715
SCOTTSDALE, AZ
Past

August 1, 2016 - July 24, 2025

VANGUARD MARKETING CORPORATION

BD
CRD#: 7452
SCOTTSDALE, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DM
DOMAIN MONEY ADVISORS, LLC
DOMAIN MONEY ADVISORS, LLC

CRD#: 316434 / SEC#: 801-122828

RIA
Registered Investment Advisory firm - (12/7/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Arizona
(2/19/2026)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/5/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 8/12/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/1/2016
General Securities Representative Examination

Current Firm

DM
DOMAIN MONEY ADVISORS, LLC
DOMAIN MONEY ADVISORS, LLC

CRD#: 316434 / SEC#: 801-122828

RIA
Registered Investment Advisory firm - (12/7/2021 Approved)
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Contact information

Main Address
594 Broadway Suite 502, New York, NY 10012
Mailing Address
Phone number
(646) 970-6926
Established
Firm type
Fiscal year end
# of Employees
18

SEC notice filing (31 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

DOMAIN MONEY FORM ADV PART 2A (10/20/2025)
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DOMAIN MONEY ADVISORS, LLC

CRD#: 316434Glendale, AZ

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