Cheng Luo

HHL WEALTH ADVISORS

NEW YORK, NY 10017

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CRD#: 6678417

Professional summary

Cheng Luo, who also goes by Lawrence Luo, is a registered financial advisor currently at HHL WEALTH ADVISORS INC. located in New York, New York.

Cheng is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Cheng has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Lawrence Luo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) HHL ADVISORS GROUP, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, TAX ADVISOR, CPA, PROVIDE TAX PLANNING TO CLIENTS, 10H/WEEK, 0H/WEEK DURING TRADING HOURS, SINCE 01/2023. 2) HOMECONNECT CAPITAL CORPORATION, NOT INVESTMENT RELATED, ADDRESS SAME AS REGISTERED BRANCH, PRESIDENT, OWNER, NO ACTIVITIES, LICENSING PENDING, COMPLIANCE AND OPERATIONS OVERSIGHT, RESIDENTIAL MORTGAGEE, 4H/WEEK, SINCE 01/2022. 3) BARUCH COLLEGE, NOT INVESTMENT RELATED, NEW YORK, NY, ADJUNCT ASSISTANT PROFESSOR, TEACHING ACCOUNTING COURSES, 4H/WEEK, SINCE 05/2015.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cheng Luo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 5, 2024 - Present

HHL WEALTH ADVISORS INC.

Office #1: 733 3rd Ave Ste 1825, New York, NY 10017

RIA

CRD#: 327649

NEW YORK, NY

Past

January 10, 2024 - June 21, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

NEW YORK CITY, NY

Past

January 10, 2024 - June 21, 2024

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

NEW YORK CITY, NY

Past

August 7, 2023 - December 31, 2023

HHL WEALTH ADVISORS INC.

RIA

CRD#: 327649

FLUSHING, NY

Past

February 28, 2023 - July 21, 2023

PRIME NUMBER CAPITAL, LLC

CRD#: 297029

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/5/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/9/2023

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 3/24/2023

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 2/28/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 1/20/2023

Securities Industry Essentials Examination

Current Firm

HHL WEALTH ADVISORS INC.

HHL WEALTH ADVISORS | HHL WEALTH ADVISORS INC.

CRD#: 327649 / SEC#:

New York

Registered Investment Advisory firm - (7/5/2024 Approved)

Texas

Registered Investment Advisory firm - (10/9/2024 Conditional Restricted)

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Contact information

Main Address

733 3rd Ave Ste 1825, New York, NY 10017

Mailing Address

Phone number

(212) 796-2298

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	6
AUM (Assets Under Management)	$ 151,510

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Cheng Luo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Cheng Luo's CRS (Customer Relationship Summary).

Certified licenses

Experience

HHL WEALTH ADVISORS INC.

CETERA INVESTMENT ADVISERS LLC

CETERA FINANCIAL SPECIALISTS LLC

HHL WEALTH ADVISORS INC.

PRIME NUMBER CAPITAL, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/9/2023

Series 65

Date: 3/24/2023

Series 7TO

Date: 2/28/2023

SIE

Date: 1/20/2023

Current Firm

HHL WEALTH ADVISORS INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

HHL WEALTH ADVISORS INC.

TRUST BUT VERIFY

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