AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

AdvisorLive

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's AdvisorLive helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
DS

Derek Todd Snider

PRIVATE CLIENT SERVICES
LOUISVILLE, KY
·CRD# 6678060·10 years experience

Professional Summary

Derek Todd Snider is a registered financial advisor currently at PRIVATE CLIENT SERVICES, LLC located in Louisville, Kentucky. Derek is registered as a RR (Registered Representative) and started their career in finance in 2016. Derek has worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 4 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

Similar Advisors

TH
Travis J Hooser

PNC WEALTH MANAGEMENT LLC

LOUISVILLE, KY · CRD#
View profile
TD
Trystan Clay Downey

CERITY PARTNERS LLC

LOUISVILLE, KY · CRD#
View profile

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

TH
Travis J Hooser

PNC WEALTH MANAGEMENT LLC

LOUISVILLE, KY · CRD#
View profile
TD
Trystan Clay Downey

CERITY PARTNERS LLC

LOUISVILLE, KY · CRD#
View profile

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

TH
Travis J Hooser

PNC WEALTH MANAGEMENT LLC

LOUISVILLE, KY · CRD#
View profile
TD
Trystan Clay Downey

CERITY PARTNERS LLC

LOUISVILLE, KY · CRD#
View profile

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

TH
Travis J Hooser

PNC WEALTH MANAGEMENT LLC

LOUISVILLE, KY · CRD#
View profile
TD
Trystan Clay Downey

CERITY PARTNERS LLC

LOUISVILLE, KY · CRD#
View profile

Years of Experience

10 years in the financial services industry

Current & Past Employments

PRIVATE CLIENT SERVICES, LLC·CRD# 120222
RIA
BD
2225 Lexington Rd, Louisville, KY 40206
November 18, 2025 - Present
WESTERN INTERNATIONAL SECURITIES, INC.·CRD# 39262
BD
Pasadena, CA
January 2, 2025 - August 1, 2025
SORRENTO PACIFIC FINANCIAL, LLC·CRD# 127787
BD
San Diego, CA
January 2, 2025 - August 1, 2025
SCF SECURITIES, INC.·CRD# 47275
BD
San Diego, CA
January 2, 2025 - August 1, 2025
NEXT FINANCIAL GROUP, INC.·CRD# 46214
BD
Houston, TX
January 2, 2025 - August 1, 2025
GROVE POINT INVESTMENTS, LLC·CRD# 1763
BD
Rockville, MD
January 2, 2025 - August 1, 2025
CUSO FINANCIAL SERVICES, L.P.·CRD# 42132
BD
San Diego, CA
January 2, 2025 - August 1, 2025
CADARET, GRANT & CO., INC.·CRD# 10641
BD
Syracuse, NY
January 2, 2025 - August 1, 2025
MORGAN STANLEY·CRD# 149777
BD
Sandy, UT
March 15, 2023 - April 8, 2024
E*TRADE SECURITIES LLC·CRD# 29106
BD
Sandy, UT
August 3, 2016 - September 5, 2023

Similar Advisors

TH
Travis J Hooser

PNC WEALTH MANAGEMENT LLC

LOUISVILLE, KY · CRD#
View profile
TD
Trystan Clay Downey

CERITY PARTNERS LLC

LOUISVILLE, KY · CRD#
View profile

Current Firm

PC
PRIVATE CLIENT SERVICES, LLC

AFFIANCE FINANCIAL | WEALTHHYVE ADVISORS | US PLANNING GROUP | UDELL ASSOCIATES, LLC | SILVERLEAF WEALTH ADVISORY | PRIVATE CLIENT SERVICES, LLC | PCS ADVISORS | MCGILL FINANCIAL ENSEMBLE | MARION INVESTMENT ADVISORS | LINDLE HENNESSEY GROUP | KFG PRIVATE CLIENT SERVICES, LLC | KENTUCKY FINANCIAL GROUP | J&G FINANCIAL | IMPACT WEALTH GROUP | IARANN WEALTH | HERITAGE WEALTH GROUP | HAFELE INVESTMENTS | FIORI FINANCIAL | FINANCIAL CONSULTANTS GROUP | EVERGREEN STRATEGIC WEALTH | ENTHEOS FINANCIAL | DUNCAN AND HARDIN FINANCIAL | DUGAN FINANCIAL SERVICES | BURKE FINANCIAL SERVICES | BRIGHTLINE FINANCIAL | BLUE OCEAN GLOBAL WEALTH

CRD#: 120222 / SEC#: 801-71475, 8-68183
RIA
Registered Investment Advisory firm - SEC (5/25/2010 Approved)
Delaware
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
Florida
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
Georgia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
Indiana
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (6/4/2010 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
New York
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
North Dakota
Registered Investment Advisory firm - SEC (7/5/2018 Approved)
Ohio
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
Texas
Registered Investment Advisory firm - SEC (12/9/2011 Terminated)
Virginia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

2225 Lexington Rd., Louisville, KY 40206

Mailing Address

2225 Lexington Rd., Louisville, KY 40206

Phone Number

(502) 451-0600

Established

Kentucky since 02/05/2001

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Large

# of Employees

60

SEC notice filing (51 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 51 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Part 2 Brochures

BROCHURE SUPPLEMENT FORM ADV2B STEVEN MILLS (3/14/2026)
FIRM WRAP FEE BROCHURE 03/13/2026 (3/14/2026)
FIRM BROCHURE 03/13/2026 (3/14/2026)
BROCHURE SUPPLEMENT FORM ADV 2B - EDWARD MARION (3/14/2026)

Direct owners and executive officers

NamePositionCRD#
KFG ENTERPRISES, INC.SHAREHOLDER—
PRIVATE CLIENT SERVICES EMP STOCK OWNERSHIP PLAN & TRUSTESOP TRUST—
CARSON, LINDA KELLEYCO-CHAIRPERSON OF THE BOARD6178126
GRAHAM, TIMOTHY DALEYPRESIDENT4461811
HIGDON, STEVEN EVICE CHAIR & CHIEF DEVELOPMENT OFFICER6443676
IRONSIDE, JULIA MEYERFINOP2441578
JOYNER, DAMON BRADLEYCHIEF EXECUTIVE OFFICER2157176
MILLS, STEVEN RICHARDCHIEF OPERATIONS OFFICER3133520
OSS, STEVEN MICHAELCHIEF FINANCIAL OFFICER4696804
SAMPSON, ERNEST AUBREYCO-CHAIRPERSON OF THE BOARD & ESOP TRUSTEE2001651
TAYLOR-JONES, JOHN PHILIPCHIEF COMPLIANCE OFFICER2171620
WESCOTT, MARY ELIZABETHCHIEF ADMINISTRATION OFFICER4404797

Regulatory Assets Under Management

Total Number of Accounts

8,765

AUM (Assets Under Management)

$1,383,095,742

Disclosures

Regulatory Event

1

Similar Advisors

TH
Travis J Hooser

PNC WEALTH MANAGEMENT LLC

LOUISVILLE, KY · CRD#
View profile
TD
Trystan Clay Downey

CERITY PARTNERS LLC

LOUISVILLE, KY · CRD#
View profile

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Similar Advisors

TH
Travis J Hooser

PNC WEALTH MANAGEMENT LLC

LOUISVILLE, KY · CRD#
View profile
TD
Trystan Clay Downey

CERITY PARTNERS LLC

LOUISVILLE, KY · CRD#
View profile

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PC
PRIVATE CLIENT SERVICES, LLC

AFFIANCE FINANCIAL | WEALTHHYVE ADVISORS | US PLANNING GROUP | UDELL ASSOCIATES, LLC | SILVERLEAF WEALTH ADVISORY | PRIVATE CLIENT SERVICES, LLC | PCS ADVISORS | MCGILL FINANCIAL ENSEMBLE | MARION INVESTMENT ADVISORS | LINDLE HENNESSEY GROUP | KFG PRIVATE CLIENT SERVICES, LLC | KENTUCKY FINANCIAL GROUP | J&G FINANCIAL | IMPACT WEALTH GROUP | IARANN WEALTH | HERITAGE WEALTH GROUP | HAFELE INVESTMENTS | FIORI FINANCIAL | FINANCIAL CONSULTANTS GROUP | EVERGREEN STRATEGIC WEALTH | ENTHEOS FINANCIAL | DUNCAN AND HARDIN FINANCIAL | DUGAN FINANCIAL SERVICES | BURKE FINANCIAL SERVICES | BRIGHTLINE FINANCIAL | BLUE OCEAN GLOBAL WEALTH

CRD#: 120222 / SEC#: 801-71475, 8-68183
RIA
Registered Investment Advisory firm - SEC (5/25/2010 Approved)
Delaware
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
Florida
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
Georgia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
Indiana
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
Kentucky
Registered Investment Advisory firm - SEC (6/4/2010 Terminated)
Mississippi
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
New Jersey
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
New York
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
North Carolina
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
North Dakota
Registered Investment Advisory firm - SEC (7/5/2018 Approved)
Ohio
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
Tennessee
Registered Investment Advisory firm - SEC (6/1/2010 Terminated)
Texas
Registered Investment Advisory firm - SEC (12/9/2011 Terminated)
Virginia
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
Wisconsin
Registered Investment Advisory firm - SEC (12/31/2010 Terminated)
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(11/18/2025)
RR
Alaska
(11/18/2025)
RR
Arizona
(11/18/2025)
RR
Arkansas
(11/18/2025)
RR
California
(11/18/2025)
RR
Colorado
(11/18/2025)
RR
Connecticut
(11/18/2025)
RR
Delaware
(11/18/2025)
RR
District of Columbia
(11/18/2025)
RR
Florida
(11/18/2025)
RR
Georgia
(11/18/2025)
RR
Hawaii
(11/18/2025)
RR
Idaho
(11/18/2025)
RR
Illinois
(11/18/2025)
RR
Indiana
(11/18/2025)
RR
Iowa
(11/18/2025)
RR
Kansas
(11/18/2025)
RR
Kentucky
(11/18/2025)
RR
Louisiana
(11/18/2025)
RR
Maine
(11/18/2025)
RR
Maryland
(11/18/2025)
RR
Massachusetts
(11/18/2025)
RR
Michigan
(11/18/2025)
RR
Minnesota
(11/18/2025)
RR
Mississippi
(11/18/2025)
RR
Missouri
(11/18/2025)
RR
Montana
(11/18/2025)
RR
Nebraska
(11/18/2025)
RR
Nevada
(11/18/2025)
RR
New Hampshire
(11/18/2025)
RR
New Jersey
(11/18/2025)
RR
New Mexico
(11/18/2025)
RR
New York
(11/18/2025)
RR
North Carolina
(11/18/2025)
RR
North Dakota
(11/18/2025)
RR
Ohio
(11/18/2025)
RR
Oklahoma
(11/18/2025)
RR
Oregon
(11/18/2025)
RR
Pennsylvania
(11/18/2025)
RR
Rhode Island
(11/18/2025)
RR
South Carolina
(11/18/2025)
RR
South Dakota
(11/18/2025)
RR
Tennessee
(11/18/2025)
RR
Texas
(11/18/2025)
RR
Utah
(11/18/2025)
RR
Vermont
(11/18/2025)
RR
Virginia
(11/18/2025)
RR
Washington
(11/18/2025)
RR
West Virginia
(11/18/2025)
RR
Wisconsin
(11/18/2025)
RR
Wyoming
(11/18/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2016About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 2016About the Series 7 exam

Series 4 — Registered Options Principal Examination

Passed Mar 2021About the Series 4 exam

Series 24 — General Securities Principal Examination

Passed Sep 2018About the Series 24 exam
FINRA
SRO Registrations

Similar Advisors

TH
Travis J Hooser

PNC WEALTH MANAGEMENT LLC

LOUISVILLE, KY · CRD#
View profile
TD
Trystan Clay Downey

CERITY PARTNERS LLC

LOUISVILLE, KY · CRD#
View profile

CRS (Client Relationship Summary) - BD

Click below to view Derek Todd Snider's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Similar Advisors

TH
Travis J Hooser

PNC WEALTH MANAGEMENT LLC

LOUISVILLE, KY · CRD#
View profile
TD
Trystan Clay Downey

CERITY PARTNERS LLC

LOUISVILLE, KY · CRD#
View profile
DS
Follow Derek
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required