CC
Calum J. Cunningham
SILICON PRIVATE WEALTH
Fremont, CA
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CRD#: 6677813
CC
Professional summary
Calum John Cunningham, AIF® is a registered financial advisor currently at SILICON PRIVATE WEALTH, LLC located in Fremont, California.
Calum is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Calum has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Silicon Private Wealth. Investment related. 48883 Crown Ridge Common Fremont, CA 94539. RIA. COO. 7/2016. 160 hrs/mth-100% during trading hrs-Administrative/Clerical e.g. facilitating submissions to custodian to open accounts. Operational e.g. setting up and integrating online business platforms and providing technical support for the same. 2. Purshe Kaplan Sterling Investments. Registered Representative. Administrative role. Up to 10 hours.
CRS (Client Relationship Summary) - RIA
Click below to view Calum John Cunningham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 6, 2017 - Present
SILICON PRIVATE WEALTH, LLC
RIA
CRD#: 284145
Fremont, CA
Past
November 15, 2016 - October 22, 2021
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
Fremont, CA
Past
August 19, 2016 - November 9, 2016
VIANT CAPITAL LLC
BD
CRD#: 46948
SAN FRANCISCO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SP
SILICON PRIVATE WEALTH, LLC
HERWEALTH.NET | SILICON PRIVATE WEALTH, LLC | SILICON PRIVATE WEALTH LLC
CRD#: 284145 / SEC#: 801-129958
RIA
Registered Investment Advisory firm - (4/19/2024 Approved)California
Registered Investment Advisory firm - (6/7/2024 Terminated)Florida
Registered Investment Advisory firm - (3/30/2020 Terminated)New York
Registered Investment Advisory firm - (5/8/2024 Terminated)Texas
Registered Investment Advisory firm - (5/8/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/6/2017)
IAR
New York(10/6/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/15/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
SP
SILICON PRIVATE WEALTH, LLC
HERWEALTH.NET | SILICON PRIVATE WEALTH, LLC | SILICON PRIVATE WEALTH LLC
CRD#: 284145 / SEC#: 801-129958
RIA
Registered Investment Advisory firm - (4/19/2024 Approved)California
Registered Investment Advisory firm - (6/7/2024 Terminated)Florida
Registered Investment Advisory firm - (3/30/2020 Terminated)New York
Registered Investment Advisory firm - (5/8/2024 Terminated)Texas
Registered Investment Advisory firm - (5/8/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Fremont, CA
Mailing Address
Phone number
(408) 645-6790
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 325 |
| AUM (Assets Under Management) | $ 150,584,750 |
Red Flags
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