SM
Sarah M. Martin
J. W. COLE ADVISORS
Colorado Springs, CO 80903
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CRD#: 6677671
SM
Professional summary
Sarah Michelle Martin, who also goes by Sarah Michelle Martin, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Colorado Springs, Colorado.
Sarah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Sarah has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sarah Michelle Martin
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) SMMartin LLC; 13045 Rockbridge Circle, Colorado Springs, CO 80921; Non-Investment Related; Yoga; Owner; Jan 2020; 15 hrs/mo; 0 during trading. (2) Integrated Financial Wellness - DBA; 2975 Broadmoor Valley Rd, Suite 204, Colorado Springs CO 80906; Investment Related; Investment Serviced, Financial Planning, Insurance; Client Relationship Specialist; Start 5/31/14; 160 hrs/mo, 160 hr/mo during trading. (3) Scheels; Not investment related; Retail Web Fulfillment; 1226 Interquest Parkway, Colorado Springs, CO 80921; Web Fullfillment; Work with web team to fulfill on-line order; Start 11/27/2023; 12 hours/month during trading.
CRS (Client Relationship Summary) - RIA
Click below to view Sarah Michelle Martin's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2022 - Present
J. W. COLE ADVISORS, INC.
Office #1: 219 West Colorado Avenue Suite 306, Colorado Springs, CO 80903RIA
CRD#: 112294
Colorado Springs, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Colorado(8/15/2022)
Current Firm
JW
J. W. COLE ADVISORS, INC.
ESHBACH RETIREMENT PLANNING | TILCHIN ASSET MANAGEMENT | JONATHAN ROBERTS ADVISORY GROUP, INC. | JONATHAN ROBERTS ADVISORY GROUP | JAFFE TILCHIN INVESTMENT PARTNERS | J.W. COLE ADVISORS, INC. | J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
RIA
Registered Investment Advisory firm - (11/23/2001 Approved)Arizona
Registered Investment Advisory firm - (12/4/2001 Terminated)Florida
Registered Investment Advisory firm - (12/5/2001 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634
Mailing Address
Phone number
(813) 935-6776
Established
Firm type
Fiscal year end
# of Employees
512
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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Company Information
J. W. COLE ADVISORS, INC.
CRD#: 112294Colorado Springs, CO 80903TRUST BUT VERIFY
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