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Thomas M. Arisco

INNOVATIVE WEALTH MANAGEMENT
Trumbull, CT
Some features on this profile are disabled
CRD#: 6677300
TA

Professional summary

Thomas Michael Arisco, who also goes by Thomas Arisco, is a registered financial advisor currently at INNOVATIVE WEALTH MANAGEMENT located in Trumbull, Connecticut.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Thomas has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Thomas Arisco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Michael Arisco's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

July 11, 2025 - Present

INNOVATIVE WEALTH MANAGEMENT

RIA
CRD#: 308965
Trumbull, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Connecticut
(7/11/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/16/2025
Uniform Investment Adviser Law Examination

Current Firm

IW
INNOVATIVE WEALTH MANAGEMENT
IFG WEALTH, LLC | IWM ADVISORY, LLC | INNOVATIVE WEALTH MANAGEMENT

CRD#: 308965 / SEC#:

Connecticut
Registered Investment Advisory firm - (5/13/2020 Approved)
New York
Registered Investment Advisory firm - (5/19/2020 Approved)
Pennsylvania
Registered Investment Advisory firm - (5/9/2023 Approved)
Texas
Registered Investment Advisory firm - (6/21/2021 Approved)
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Contact information

Main Address
Trumbull, CT
Mailing Address
Phone number
2036931172 EXT 700
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts89
AUM (Assets Under Management)$ 9,102,010

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INNOVATIVE WEALTH MANAGEMENT

CRD#: 308965Trumbull, CT

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