John M. Burns

CLUNE & ASSOCIATES

CHICAGO, IL 60611

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CRD#: 6677158

Professional summary

John Monahan Burns, CFP®, who also goes by John M Burns, is a registered financial advisor currently at CLUNE & ASSOCIATES located in Chicago, Illinois.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. John has worked at 2 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

John M Burns

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Monahan Burns's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2021

Experience

Current

April 2, 2018 - Present

CLUNE & ASSOCIATES

Office #1: 980 N Michigan Avenue Ste 1320, Chicago, IL 60611

RIA

CRD#: 104708

CHICAGO, IL

Past

December 15, 2017 - March 28, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ROLLING MEADOWS, IL

Past

August 3, 2016 - March 28, 2018

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

ROLLING MEADOWS, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLUNE & ASSOCIATES

CLUNE & ASSOCIATES | CLUNE & ASSOCIATES, LTD.

CRD#: 104708 / SEC#: 801-34937

RIA

Registered Investment Advisory firm - (8/4/1989 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(4/2/2018)

IAR

Texas
(4/3/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/14/2017

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/12/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 3/28/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/2/2016

General Securities Representative Examination

Current Firm

CLUNE & ASSOCIATES

CLUNE & ASSOCIATES | CLUNE & ASSOCIATES, LTD.

CRD#: 104708 / SEC#: 801-34937

RIA

Registered Investment Advisory firm - (8/4/1989 Approved)

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Contact information

Main Address

980 N Michigan Avenue Ste 1320, Chicago, IL 60611

Mailing Address

Phone number

(312) 644-6040

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025-05-08 CLUNE & ASSOCIATES FORM ADV PART 2A (5/8/2025)

Regulatory assets under management

Total Number of Accounts	810
AUM (Assets Under Management)	$ 630,126,974

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John M. Burns

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Monahan Burns's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CLUNE & ASSOCIATES

State Registrations and Notice Filings

Exams

Series 66

Date: 12/14/2017

Series 63

Date: 8/12/2016

SIE

Date: 3/28/2018

Series 7

Date: 8/2/2016

Current Firm

CLUNE & ASSOCIATES

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CLUNE & ASSOCIATES

TRUST BUT VERIFY

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