Kristin N. Mccandlish
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kristin Nicole Mccandlish, who also goes by Kristin N Mccandlish, was a registered financial professional .
Kristin is a previously registered financial professional and started their career in finance in 2017. Kristin had worked at 5 firms and has passed the SIE and Series 99 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 21, 2017 - July 28, 2021
PALAFOX TRADING LLC
September 21, 2017 - July 28, 2021
CITADEL SECURITIES LLC
September 21, 2017 - July 28, 2021
CITADEL SECURITIES INSTITUTIONAL LLC
September 21, 2017 - July 28, 2021
CITADEL CLEARING LLC
June 23, 2017 - September 5, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PALAFOX TRADING LLC
CRD#: 131114 / SEC#: , 8-66420
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
