DC
Daniel P. Cunningham
ONE DAY IN JULY LLC
BURLINGTON, VT 05401
Some features on this profile are disabled
CRD#: 6676005
DC
Professional summary
Daniel Patrick Cunningham is a registered financial advisor currently at ONE DAY IN JULY LLC located in Burlington, Vermont.
Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Daniel has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Daniel Patrick Cunningham is the trustee of a small non-profit foundation. The activities of the foundation are not related to the financial services industry.
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Patrick Cunningham's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2016 - Present
ONE DAY IN JULY LLC
Office #1: 77 College St. #3a, Burlington, VT 05401RIA
CRD#: 284335
BURLINGTON, VT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OD
ONE DAY IN JULY LLC
ONE DAY IN JULY LLC | SHELBURNE FIDUCIARY PARTNERS, LLC
CRD#: 284335 / SEC#: 801-113839
RIA
Registered Investment Advisory firm - (8/15/2018 Approved)Massachusetts
Registered Investment Advisory firm - (9/7/2018 Terminated)New Hampshire
Registered Investment Advisory firm - (10/5/2018 Terminated)Texas
Registered Investment Advisory firm - (9/7/2018 Terminated)Vermont
Registered Investment Advisory firm - (9/11/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Vermont(8/15/2016)
Current Firm
OD
ONE DAY IN JULY LLC
ONE DAY IN JULY LLC | SHELBURNE FIDUCIARY PARTNERS, LLC
CRD#: 284335 / SEC#: 801-113839
RIA
Registered Investment Advisory firm - (8/15/2018 Approved)Massachusetts
Registered Investment Advisory firm - (9/7/2018 Terminated)New Hampshire
Registered Investment Advisory firm - (10/5/2018 Terminated)Texas
Registered Investment Advisory firm - (9/7/2018 Terminated)Vermont
Registered Investment Advisory firm - (9/11/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
77 College St. #3a, Burlington, VT 05401
Mailing Address
Phone number
(802) 503-8280
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (14 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,737 |
| AUM (Assets Under Management) | $ 1,089,449,663 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ONE DAY IN JULY LLC
CRD#: 284335Burlington, VT 05401TRUST BUT VERIFY
Monitor Daniel Cunningham
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
