Alexander C. Herrington

FOURTHOUGHT FINANCIAL PARTNERS.

Venice, FL 34285

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CRD#: 6675534

Professional summary

Alexander Curtis Herrington, CFP® is a registered financial advisor currently at FOURTHOUGHT FINANCIAL PARTNERS, LLC. located in Venice, Florida.

Alexander is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Alexander has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Curtis Herrington's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

November 9, 2022 - Present

FOURTHOUGHT FINANCIAL PARTNERS, LLC.

Office #1: 310 W. Venice Avenue Suite 201, Venice, FL 34285

RIA

CRD#: 323060

Venice, FL

Past

May 6, 2021 - December 9, 2022

FOURTHOUGHT PRIVATE WEALTH

RIA

CRD#: 306017

VENICE, FL

Past

July 13, 2018 - May 14, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

January 17, 2018 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SARASOTA, FL

Past

August 16, 2016 - May 4, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SARASOTA, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FOURTHOUGHT FINANCIAL PARTNERS, LLC.

CRD#: 323060 / SEC#: 801-126759

RIA

Registered Investment Advisory firm - (10/21/2022 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/6/2022)

IAR

Texas
(11/9/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/22/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/16/2016

General Securities Representative Examination

Current Firm

FOURTHOUGHT FINANCIAL PARTNERS, LLC.

CRD#: 323060 / SEC#: 801-126759

RIA

Registered Investment Advisory firm - (10/21/2022 Approved)

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Contact information

Main Address

310 W. Venice Avenue Suite 201, Venice, FL 34285

Mailing Address

Phone number

(941) 408-8557

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FOURTHOUGHT FINANCIAL PARTNERS ADV PART 2A BROCHURE 3 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	3,882
AUM (Assets Under Management)	$ 1,589,562,254

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alexander C. Herrington

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alexander Curtis Herrington's CRS (Customer Relationship Summary).

Certified licenses

Experience

FOURTHOUGHT PRIVATE WEALTH

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

FOURTHOUGHT FINANCIAL PARTNERS, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/22/2016

SIE

Date: 10/1/2018

Series 7

Date: 8/16/2016

Current Firm

FOURTHOUGHT FINANCIAL PARTNERS, LLC.

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FOURTHOUGHT FINANCIAL PARTNERS, LLC.

TRUST BUT VERIFY

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