Scott J. Frazin

CHICAGO CAPITAL

Chicago, IL 60603

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CRD#: 6675466

Professional summary

Scott Jarrett Frazin, who also goes by Scott Frazin, is a registered financial advisor currently at CHICAGO CAPITAL, LLC located in Chicago, Illinois.

Scott is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Scott has worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Frazin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Anshe Emet Synagogue - Executive committee VP - no compensation - Judd Goldman Adaptive Sailing Foundation - Executive committee - Gala Chair - no compensation. Trustee of the William J Lancaster Trust since 06/2022; Investment-related: Yes; Responsible for overseeing all property and other assets placed in the trust for the beneficiaries. Co-trustee of the Susan Nussbaum Trust since 05/2022; Investment-related: Yes; Responsible for overseeing all property and other assets placed in the trust for the beneficiaries.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Jarrett Frazin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2025 - Present

CHICAGO CAPITAL, LLC

Office #1: 135 S. Lasalle Ste. 4200, Chicago, IL 60603

RIA

CRD#: 291624

Chicago, IL

Past

December 22, 2022 - May 21, 2024

CORIENT

RIA

CRD#: 319448

CHICAGO, IL

Past

July 26, 2016 - March 31, 2023

GOFEN AND GLOSSBERG, L.L.C.

RIA

CRD#: 107859

Chicago, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHICAGO CAPITAL, LLC

CRD#: 291624 / SEC#: 801-112280

RIA

Registered Investment Advisory firm - (1/11/2018 Approved)

Illinois

Registered Investment Advisory firm - (8/9/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(1/2/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

CHICAGO CAPITAL, LLC

CRD#: 291624 / SEC#: 801-112280

RIA

Registered Investment Advisory firm - (1/11/2018 Approved)

Illinois

Registered Investment Advisory firm - (8/9/2018 Terminated)

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Contact information

Main Address

135 S. Lasalle Ste. 4200, Chicago, IL 60603

Mailing Address

Phone number

(312) 429-2333

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (33 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHICAGO CAPITAL LLC FORM ADV PART 2A (3/2/2025)

Regulatory assets under management

Total Number of Accounts	2,058
AUM (Assets Under Management)	$ 4,477,490,797

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/08/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Scott J. Frazin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Scott Jarrett Frazin's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHICAGO CAPITAL, LLC

CORIENT

GOFEN AND GLOSSBERG, L.L.C.

Primary Firm SEC Registration

CHICAGO CAPITAL, LLC

State Registrations and Notice Filings

Exams

Current Firm

CHICAGO CAPITAL, LLC

Contact information

SEC notice filing (33 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CHICAGO CAPITAL, LLC

TRUST BUT VERIFY

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