Eduardo D. Borges

GOAL WEALTH ADVISORY GROUP

Providence, RI 02903

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CRD#: 6675385

Professional summary

Eduardo De Andrade Borges, CFP®, who also goes by Eduardo A Borges, is a registered financial advisor currently at GOAL WEALTH ADVISORY GROUP, LLC located in Providence, Rhode Island and FORTUNE FINANCIAL SERVICES, INC. located in Providence, Rhode Island.

Eduardo is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Eduardo has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Eduardo A Borges

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Eduardo Borges is licensed to sell life and health insurance. DBA - RIA -Goal Wealth Advisory Group LLC - member & CCO - 60 hrs/month trading hrs - established 5/4/2024

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eduardo De Andrade Borges's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Current

May 4, 2024 - Present

GOAL WEALTH ADVISORY GROUP, LLC

Office #1: 10 Dorrance Street, Suite 700, Providence, RI 02903

RIA

CRD#: 330122

Providence, RI

Current

May 10, 2024 - Present

FORTUNE FINANCIAL SERVICES, INC.

Office #1: 10 Dorrance Street Suite 700 - #718, Providence, RI 02903

CRD#: 42150

Providence, RI

Past

October 11, 2016 - May 16, 2024

MORGAN STANLEY

RIA

CRD#: 149777

Providence, RI

Past

September 6, 2016 - May 16, 2024

MORGAN STANLEY

CRD#: 149777

Providence, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/10/2024)

California
(5/10/2024)

Connecticut
(5/10/2024)

Massachusetts
(5/10/2024)

IAR

Massachusetts
(6/17/2024)

Minnesota
(1/2/2025)

New York
(5/10/2024)

IAR

Rhode Island
(5/4/2024)

Rhode Island
(5/10/2024)

Virginia
(5/10/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/11/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/6/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GOAL WEALTH ADVISORY GROUP, LLC

CRD#: 330122 / SEC#:

Massachusetts

Registered Investment Advisory firm - (6/17/2024 Approved)

Rhode Island

Registered Investment Advisory firm - (3/27/2024 Approved)

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Contact information

Main Address

Providence, RI

Mailing Address

Phone number

(401) 600-1010

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	25
AUM (Assets Under Management)	$ 10,420,550

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Eduardo D. Borges

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Eduardo De Andrade Borges's CRS (Customer Relationship Summary).

Certified licenses

Experience

GOAL WEALTH ADVISORY GROUP, LLC

FORTUNE FINANCIAL SERVICES, INC.

MORGAN STANLEY

MORGAN STANLEY

State Registrations and Notice Filings

Exams

Series 66

Date: 10/11/2016

SIE

Date: 10/1/2018

Series 7

Date: 9/6/2016

FINRA

Current Firm

GOAL WEALTH ADVISORY GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

GOAL WEALTH ADVISORY GROUP, LLC

TRUST BUT VERIFY

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