Steven V. Falcone
Professional summary
Steven Vincent Falcone is a registered financial professional currently at AMERICAN TRUST INVESTMENT SERVICES, INC. located in San Clemente, California.
Steven is registered as a RR (Registered Representative) and started their career in finance in 2018. Steven has worked at 2 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Steven Vincent Falcone's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2020 - Present
AMERICAN TRUST INVESTMENT SERVICES, INC.
Office #1: 910 S El Camino Real #200, San Clemente, CA 92672July 16, 2018 - February 12, 2019
MML INVESTORS SERVICES, LLC
March 26, 2018 - February 12, 2019
MML INVESTORS SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/30/2020)
(11/26/2024)
(4/30/2020)
(4/30/2024)
(10/5/2023)
(10/1/2024)
(1/9/2025)
(5/4/2025)
Exams
FINRA
Current Firm
AMERICAN TRUST INVESTMENT SERVICES, INC.
CRD#: 3001 / SEC#: , 8-14394
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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