Weiqin Dong

METIS ASSET MANAGEMENT ADVISORY

Syosset, NY

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CRD#: 6674369

Professional summary

Weiqin Dong is a registered financial advisor currently at METIS ASSET MANAGEMENT ADVISORY, LLC located in Syosset, New York.

Weiqin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2023. Weiqin has worked at 2 firms and has passed the Series 3 and Series 30 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Weiqin Dong's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 14, 2021 - Present

METIS ASSET MANAGEMENT ADVISORY, LLC

RIA

CRD#: 281138

Syosset, NY

Past

April 11, 2023 - December 31, 2023

SOUTH BROOK ASSET MANAGEMENT LLC

RIA

CRD#: 322295

SYOSSET, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(11/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 3

Date: 6/3/2017

National Commodity Futures Examination

Principal/Supervisory Exam

Series 30

Date: 8/25/2018

NFA Branch Manager Examination

Current Firm

METIS ASSET MANAGEMENT ADVISORY, LLC

CRD#: 281138 / SEC#:

New York

Registered Investment Advisory firm - (7/14/2016 Approved)

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Contact information

Main Address

Syosset, NY

Mailing Address

Phone number

(847) 912-9781

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	72
AUM (Assets Under Management)	$ 14,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Weiqin Dong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Weiqin Dong's CRS (Customer Relationship Summary).

Certified licenses

Experience

METIS ASSET MANAGEMENT ADVISORY, LLC

SOUTH BROOK ASSET MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 3

Date: 6/3/2017

Series 30

Date: 8/25/2018

Current Firm

METIS ASSET MANAGEMENT ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

METIS ASSET MANAGEMENT ADVISORY, LLC

TRUST BUT VERIFY

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