JC
Jonathan A. Colan
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
Tempe, AZ 85288
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CRD#: 6673465
JC
Professional summary
Jonathan A Colan is a registered financial advisor currently at JOHN HANCOCK INVESTMENT MANAGEMENT LLC located in Tempe, Arizona and JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Tempe, Arizona.
Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Jonathan has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OBA Name: Arizona AirB&B Investment-related? No OBA Address: 4832 N. Woodmere Fairway, C104, Scottsdale, AZ 85251 OBA Nature: short-term rental property Position, Title, or Relationship with the OBA: Owner OBA Start Date: 12/20/2022 Approximate number of hours/month devoted to the OBA: 0 Number of hours devoted to the OBA during securities trading hours: 0 Brief description duties related to the OBA: I will be doing short-term rentals of my primary home while traveling. I just provide the house and a property manager will take care of renting and listing house
CRS (Client Relationship Summary) - RIA
Click below to view Jonathan A Colan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 9, 2021 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
Office #1: 1230 West Washington Street Suite 508, Tempe, AZ 85288RIA
CRD#: 105790
Tempe, AZ
Current
December 3, 2021 - Present
JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC
Office #1: 1230 West Washington Street Suite 508, Tempe, AZ 85288BD
CRD#: 28262
Tempe, AZ
Past
October 12, 2016 - November 29, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
CHANDLER, AZ
Past
August 1, 2016 - November 29, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
CHANDLER, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JH
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC
CRD#: 105790 / SEC#: 801-8124
RIA
Registered Investment Advisory firm - (12/12/1971 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(7/11/2022)
RR
Arizona(12/3/2021)
IAR
Arizona(12/16/2021)
RR
California(7/11/2022)
RR
Colorado(12/3/2021)
RR
Hawaii(7/11/2022)
RR
Idaho(7/11/2022)
RR
Kansas(7/11/2022)
RR
Massachusetts(12/3/2021)
IAR
Massachusetts(12/9/2021)
RR
Nebraska(7/11/2022)
RR
Nevada(7/11/2022)
RR
New Mexico(7/11/2022)
RR
North Dakota(7/11/2022)
RR
Oregon(7/11/2022)
RR
South Dakota(7/11/2022)
RR
Washington(7/11/2022)
RR
Wyoming(7/11/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
JH
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC
CRD#: 105790 / SEC#: 801-8124
RIA
Registered Investment Advisory firm - (12/12/1971 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
200 Berkeley St., Boston, MA 02116-5022
Mailing Address
Phone number
(617) 663-3000
Established
Firm type
Fiscal year end
# of Employees
363
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 35,239 |
| AUM (Assets Under Management) | $ 202,193,176,436 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
