Jacob D. Kinsley

W.A. SMITH FINANCIAL GROUP

Sandusky, OH 44870

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CRD#: 6672364

Professional summary

Jacob D Kinsley, who also goes by Jacob Dale Kinsley, Jacob Kinsley, is a registered financial advisor currently at W.A. SMITH FINANCIAL GROUP located in Sandusky, Ohio.

Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Jacob has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, Series 6TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jacob Dale Kinsley | Jacob Kinsley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob D Kinsley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2021 - Present

W.A. SMITH FINANCIAL GROUP

Office #1: 4604 Timber Commons Drive, Sandusky, OH 44870

RIA

CRD#: 146608

Sandusky, OH

Past

September 17, 2019 - September 3, 2020

PNC WEALTH MANAGEMENT LLC

RIA

CRD#: 129052

SANDUSKY, OH

Past

September 17, 2019 - September 3, 2020

PNC WEALTH MANAGEMENT LLC

CRD#: 129052

SANDUSKY, OH

Past

February 20, 2019 - August 29, 2019

EDWARD JONES

RIA

CRD#: 250

NORTH RIDGEVILLE, OH

Past

January 3, 2019 - August 29, 2019

EDWARD JONES

CRD#: 250

NORTH RIDGEVILLE, OH

Past

February 1, 2017 - January 10, 2019

THE HUNTINGTON INVESTMENT COMPANY

CRD#: 16986

HURON, OH

Past

September 6, 2016 - February 1, 2017

LPL FINANCIAL LLC

CRD#: 6413

HURON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

W.A. SMITH FINANCIAL GROUP

8 ADVISOR | W.A. SMITH FINANCIAL GROUP | GREAT LAKES RETIREMENT, INC.

CRD#: 146608 / SEC#: 801-110042

RIA

Registered Investment Advisory firm - (2/27/2017 Approved)

Ohio

Registered Investment Advisory firm - (5/2/2017 Terminated)

Texas

Registered Investment Advisory firm - (3/1/2017 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(3/24/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/19/2019

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/9/2017

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/29/2024

General Securities Representative Examination

General Industry/Product Exam

Series 6TO

Date: 3/29/2024

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 9/6/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

W.A. SMITH FINANCIAL GROUP

8 ADVISOR | W.A. SMITH FINANCIAL GROUP | GREAT LAKES RETIREMENT, INC.

CRD#: 146608 / SEC#: 801-110042

RIA

Registered Investment Advisory firm - (2/27/2017 Approved)

Ohio

Registered Investment Advisory firm - (5/2/2017 Terminated)

Texas

Registered Investment Advisory firm - (3/1/2017 Terminated)

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Contact information

Main Address

4604 Timber Commons Drive, Sandusky, OH 44870

Mailing Address

Phone number

(419) 626-8600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT LAKES RETIREMENT FORM ADV 2 BROCHURE JAN 2024 (3/25/2025)

Regulatory assets under management

Total Number of Accounts	6,582
AUM (Assets Under Management)	$ 962,640,394

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jacob D. Kinsley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jacob D Kinsley's CRS (Customer Relationship Summary).

Certified licenses

Experience

PNC WEALTH MANAGEMENT LLC

PNC WEALTH MANAGEMENT LLC

EDWARD JONES

EDWARD JONES

THE HUNTINGTON INVESTMENT COMPANY

LPL FINANCIAL LLC

Primary Firm SEC Registration

W.A. SMITH FINANCIAL GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 2/19/2019

Series 63

Date: 12/9/2017

Series 7TO

Date: 3/29/2024

Series 6TO

Date: 3/29/2024

SIE

Date: 10/1/2018

Series 6

Date: 9/6/2016

Current Firm

W.A. SMITH FINANCIAL GROUP

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

W.A. SMITH FINANCIAL GROUP

TRUST BUT VERIFY

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