Raymond F. Devoe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Raymond Forsyth Devoe JR was a registered financial professional .
Raymond is a previously registered financial professional and started their career in finance in 1969. Raymond had worked at 8 firms and has passed the Series 63, PC and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 16, 2008 - February 24, 2014
GRACE FINANCIAL GROUP LLC
June 30, 2004 - May 30, 2008
JESUP & LAMONT SECURITIES CORP
November 3, 1987 - July 9, 2004
LEGG MASON WOOD WALKER, INCORPORATED
October 30, 1987 - November 3, 1987
LEGG MASON MASTEN INC.
August 23, 1981 - October 30, 1987
LEGG MASON WOOD WALKER, INCORPORATED
September 5, 1979 - September 4, 1981
BRUNS, NORDEMAN, REA & CO.
January 18, 1978 - August 23, 1979
LOEB PARTNERS
May 5, 1977 - January 18, 1978
HORNBLOWER, WEEKS, NOYES & TRASK INCORPORATED
January 25, 1969 - May 5, 1977
SPENCER TRASK & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
PC
Date: 6/1/1977
AMEX Put and Call ExamSeries 00
Date: 1/17/1969
General Securities Principal ExaminationCurrent Firm
GRACE FINANCIAL GROUP LLC
CRD#: 104133 / SEC#: , 8-52606
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
| Arbitration | 2 |
Red Flags
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