BP
Billy R. Potter
KNIGHT OF CALIFORNIA LLC
Carmel, CA
Some features on this profile are disabled
CRD#: 6671990
BP
Professional summary
Billy Ray Potter is a registered financial advisor currently at KNIGHT OF CALIFORNIA LLC located in Carmel, California.
Billy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Billy has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Billy Ray Potter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 26, 2016 - Present
KNIGHT OF CALIFORNIA LLC
RIA
CRD#: 284398
Carmel, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/26/2016)
IAR
Kentucky(10/28/2019)
Current Firm
KO
KNIGHT OF CALIFORNIA LLC
KNIGHT OF CALIFORNIA LLC
CRD#: 284398 / SEC#:
California
Registered Investment Advisory firm - (8/26/2016 Approved)Kentucky
Registered Investment Advisory firm - (10/28/2019 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Carmel, CA
Mailing Address
Po Box 2000, Carmel, CA 93921-2000
Phone number
(831) 884-5280
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 12,580,905 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
