CG
Connor J. Gallivan
MARATHON FINANCIAL GROUP
BOSTON, MA 02116
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CRD#: 6671714
CG
Professional summary
Connor James Gallivan, who also goes by Connor J Gallivan, Connor James Gallivan, is a registered financial advisor currently at MARATHON FINANCIAL GROUP located in Boston, Massachusetts.
Connor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Connor has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Connor J Gallivan | Connor James Gallivan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Mr. Gallivan conducts advisory services through NewEdge Advisors, LLC, a registered investment advisor, doing business as (DBA) Marathon Financial Group. Mr. Gallivan is an investment advisor representative and devotes 160 hours per month to this activity during trading hours. 2. Mr. Gallivan is a registered representative with NewEdge Securities, LLC ("NES"). Member FINRA/SIPC. In such capacity, he may sell securities through NES and receive normal and customary commissions as a result of such purchases and sales. The client is under no obligation to purchase or sell securities on a commissionable basis. In addition, he may receive other compensation such as mutual fund or money market 12b-1 fees and variable annuity trails. The potential for receipt of commissions and other compensation gives an incentive to recommend investment products based on the compensation received, rather than on the client's needs. To address this, disclosure is made to the client at the time a brokerage account is opened through NES, identifying the nature of the transaction or relationship, the role to be played by NES and Mr. Gallivan, and any compensation (e.g., commissions, 12b-1 fees) to be paid by the client and/or received by the registered representative. 3. Mr. Gallivan is a licensed insurance agent/broker. He may offer insurance products and receive customary fees as a result of insurance sales. A conflict of interest may arise as these insurance sales may create an incentive to recommend products based on the compensation earned. To mitigate this potential conflict, Mr. Gallivan, as a fiduciary, will act in the client's best interest. 4. Marathon Financial Group*Yes Invest*Boston, MA*RIA*6/5/23*Advisor*reviewing investments and financial plans with clients*40 Hours trade/0 non trade
CRS (Client Relationship Summary) - RIA
Click below to view Connor James Gallivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 21, 2025 - Present
MARATHON FINANCIAL GROUP
Office #1: 131 Dartmouth Street 3rd Floor, Boston, MA 02116RIA
CRD#: 338006
BOSTON, MA
Past
July 14, 2023 - September 30, 2025
NEWEDGE ADVISORS
RIA
CRD#: 171351
NEW ORLEANS, LA
Past
June 13, 2023 - September 30, 2025
NEWEDGE SECURITIES, LLC
BD
CRD#: 10674
BOSTON, MA
Past
January 26, 2021 - May 31, 2023
PARK AVENUE SECURITIES LLC
RIA
CRD#: 46173
NEEDHAM, MA
Past
January 20, 2021 - May 31, 2023
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
NEEDHAM, MA
Past
September 29, 2020 - October 21, 2020
PUTNAM INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 106629
BOSTON, MA
Past
August 2, 2016 - October 21, 2020
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
ANDOVER, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(10/21/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
MF
MARATHON FINANCIAL GROUP
MARATHON FINANCIAL GROUP | MARATHON WEALTH ADVISORS, LLC
CRD#: 338006 / SEC#: 801-134223
RIA
Registered Investment Advisory firm - (8/29/2025 120-Day Approval)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
131 Dartmouth Street 3rd Floor, Boston, MA 02116
Mailing Address
Phone number
(857) 201-3420
Established
Firm type
Fiscal year end
# of Employees
6
SEC notice filing (7 States and Territories)
Red Flags
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Company Information
MARATHON FINANCIAL GROUP
CRD#: 338006Boston, MA 02116TRUST BUT VERIFY
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