MW
Madelyn P. Widmer
THRIVENT INVESTMENT MANAGEMENT
WASHINGTON, IA 52353
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CRD#: 6671438
MW
Professional summary
Madelyn Paige Widmer, who also goes by Maddie Westen, Madelyn Paige Westen, Maddie Widmer, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Washington, Iowa.
Madelyn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Madelyn has worked at 1 firm and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Maddie Westen | Madelyn Paige Westen | Maddie Widmer
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MAIN STREET WASHINGTON POSITION: Vice President, Board of Directors NATURE: Main Street Washington is a non-profit that provides services to local businesses and community members such as window display consulting, renovation design and funding, movies on the downtown square in the summer, and other fundraisers to further our mission throughout the year. Our mission is to maintain the vibrancy of our downtown and to enhance the well-being of our town. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2020 ADDRESS: 120 E Main St, Ste 6, Washington IA 52353, United States DESCRIPTION: Volunteer for service activities such as downtown cleanups, Movies On Main (serving popcorn and snacks) in the summer, working at fundraisers throughout the year to further our ability to fund projects in the downtown area in conjunction with our mission, other ad hoc responsibilities as assigned. As vice president, I will run meetings in the president's absence, assist with the creation of meeting agendas, coordinate volunteer groups, and meet with donors. I will have no check writing authority.
CRS (Client Relationship Summary) - RIA
Click below to view Madelyn Paige Widmer's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Madelyn Paige Widmer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 16, 2016 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 120 E Main St., Washington, IA 52353RIA
BD
CRD#: 18387
WASHINGTON, IA
Current
November 15, 2016 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: 120 E Main St., Washington, IA 52353RIA
BD
CRD#: 18387
WASHINGTON, IA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/20/2023)
RR
Colorado(10/3/2023)
RR
Illinois(6/21/2022)
RR
Iowa(11/16/2016)
IAR
Iowa(11/16/2016)
RR
Minnesota(1/5/2024)
RR
Missouri(12/4/2024)
RR
Nebraska(7/20/2023)
RR
Pennsylvania(7/20/2023)
RR
Wisconsin(7/20/2023)
RR
Wyoming(7/20/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Washington, IA 52353TRUST BUT VERIFY
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