AA
Andrew M. Arrington
VOYA FINANCIAL ADVISORS
DALLAS, TX 75254
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CRD#: 6671252
AA
Professional summary
Andrew Michael Arrington, CFP®, who also goes by Drew Arrington, is a registered financial advisor currently at VOYA FINANCIAL ADVISORS, INC. located in Dallas, Texas.
Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. Andrew has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Drew Arrington
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME OF ENTITY: Independent Insurance Agent; Yes; 14643 Dallas Prkw; STE 650; TX; 75254; Fixed Insurance Sales; Independent Insurance Agent; 1/23/2020; 160; 160; Sales of Fixed Insurance Products|NAME OF ENTITY:Arrington Financial; Yes; 14643 Dallas Parkway, Suite 650; Dallas; TX; 75254; Financial Services/DBA; Registered Representative; 1/23/2020; 160; 130; Sale and Service Insurance and Securities Products|NAME OF ENTITY:Baseball Lessons; No; 6847 MOSSVINE CIR; DALLAS; TX; 75254; Giving baseball lessons to kids a few nights a week; Instructor; 8/30/2021; 10; 0; Teaching hitting|
CRS (Client Relationship Summary) - RIA
Click below to view Andrew Michael Arrington's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Andrew Michael Arrington's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
March 16, 2020 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 14643 Dallas Parkway Suite 500, Dallas, TX 75254RIA
BD
CRD#: 2882
DALLAS, TX
Current
January 23, 2020 - Present
VOYA FINANCIAL ADVISORS, INC.
Office #1: 14643 Dallas Parkway Suite 500, Dallas, TX 75254RIA
BD
CRD#: 2882
DALLAS, TX
Past
October 18, 2018 - January 13, 2020
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
BD
CRD#: 20472
LEWISVILLE, TX
Past
July 5, 2018 - August 28, 2018
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
DALLAS, TX
Past
January 16, 2018 - May 25, 2018
SIGMA FINANCIAL CORPORATION
BD
CRD#: 14303
Austin, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(11/16/2023)
RR
District of Columbia(8/5/2021)
RR
Hawaii(4/15/2021)
RR
Indiana(2/9/2023)
RR
Kansas(4/15/2021)
RR
Mississippi(2/6/2025)
RR
Missouri(4/15/2021)
RR
Oklahoma(3/21/2023)
RR
Texas(1/23/2020)
IAR
Texas(3/16/2020)
RR
Virginia(6/11/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
VOYA FINANCIAL ADVISORS, INC.
ING FINANCIAL PARTNERS, INC | WASHINGTON SQUARE SECURITIES, INC. | VOYA FINANCIAL ADVISORS, INC. | VARIABLE LIFE BROKERAGE DISTRIBUTORS | NWNL MANAGEMENT CORPORATION | ING FINANCIAL PARTNERS, INC.
CRD#: 2882 / SEC#: 801-46585, 8-13987
RIA
Registered Investment Advisory firm - SEC (7/11/1994 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
One Orange Way, Windsor, CT 06095
Mailing Address
One Orange Way, Windsor, CT 06095
Phone number
+1 (800) 356-2906
Established
Minnesota since 04/26/1968
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
563
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,854 |
| AUM (Assets Under Management) | $ 2,744,735,129 |
Disclosures
| Regulatory Event | 36 |
| Arbitration | 9 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VOYA FINANCIAL ADVISORS, INC.
CRD#: 2882Dallas, TX 75254TRUST BUT VERIFY
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