Brian J. Kallback

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CRD#: 6671209

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Brian John Kallback, CFP®, who also goes by Brian Kallback, was a registered financial professional .

Brian is a previously registered financial professional and started their career in finance in 2022. Brian had worked at 3 firms .

Question & Answer

Are you a "fiduciary"?

Aliases

Brian Kallback

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Loras College, 1450 Alta Vista St., Dubuque, IA; Not investment related; Nature of business: higher education; Position: Assistant Professor of Finance and Program Director for the CFP-Registered Financial Planning program; Started: 08/2017; Hours: 60 hours a month; 48 during trading: Duties: I teach 2-3 courses per semester on CFP-related curriculum, maintain a roster of undergraduate advisees, and hold fifteen office hours per week. 2. Vine & Fig Tree Real Estate, LLC, 1506 Alta Pl, Dubuque, IA; Not investment related; Nature of business: Real Estate; Position: 50 % owner; Start Date: 02/2021; Hours: 5 hours a month; 0 during trading; Duties: Organization purchases residential real estate for investment purposes.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Past

May 17, 2024 - August 28, 2024

TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC

RIA

CRD#: 309098

DUBUQUE, IA

Past

September 16, 2022 - April 21, 2023

STEELE CAPITAL MANAGEMENT, INC.

RIA

CRD#: 107097

DUBUQUE, IA

Past

June 5, 2022 - September 8, 2022

CLARK ASSET MANAGEMENT, LLC

RIA

CRD#: 284480

Dubuque, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC

CRD#: 309098 / SEC#: 801-118810

RIA

Registered Investment Advisory firm - (5/27/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Current Firm

TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC

CRD#: 309098 / SEC#: 801-118810

RIA

Registered Investment Advisory firm - (5/27/2020 Approved)

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Contact information

Main Address

15350 Sw Sequoia Parkway, Suite 250, Portland, OR 97224

Mailing Address

Phone number

(971) 371-3444

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RELY WEALTH PARTNERS DISCLOSURE BROCHURE (2/11/2025)

TIAM2 DISCLOSURE BROCHURE (2/11/2025)

MERIT WEALTH MANAGEMENT DISCLOSURE BROCHURE (2/11/2025)

Regulatory assets under management

Total Number of Accounts	264
AUM (Assets Under Management)	$ 217,056,008

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian J. Kallback

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC

STEELE CAPITAL MANAGEMENT, INC.

CLARK ASSET MANAGEMENT, LLC

Primary Firm SEC Registration

TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC

State Registrations and Notice Filings

Exams

Current Firm

TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TRU INDEPENDENCE ASSET MANAGEMENT 2, LLC

TRUST BUT VERIFY

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