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Ara Bayindiryan

BAYWORTH CAPITAL
CHICAGO, IL
·CRD# 6671108·10 years experience

Professional Summary

Ara Bayindiryan is a registered financial advisor currently at BAYWORTH CAPITAL located in Chicago, Illinois. Ara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Ara has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years in the financial services industry

Current & Past Employments

BAYWORTH CAPITAL·CRD# 284360
RIA
875 N Michigan Avenue Suite 3100, Chicago, IL 60611
August 2, 2016 - Present

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Current Firm

BC
BAYWORTH CAPITAL

BAYWORTH CAPITAL | XCEED CAPITAL MANAGEMENT, LLC

CRD#: 284360
California
Registered Investment Advisory firm - California (3/6/2019 Approved)
Illinois
Registered Investment Advisory firm - Illinois (8/2/2016 Approved)
Indiana
Registered Investment Advisory firm - Indiana (1/31/2019 Approved)
Texas
Registered Investment Advisory firm - Texas (8/29/2018 Approved)
Wisconsin
Registered Investment Advisory firm - Wisconsin (3/22/2022 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

875 N Michigan Avenue Suite 3100, Chicago, IL 60611

Phone Number

(312) 788-7425

# of Employees

4

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

195

AUM (Assets Under Management)

$90,617,888

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) XCEED PLANNING, INC., INVESTMENT RELATED, KENILWORTH, IL, LICENSED INSURANCE AGENCY, MANAGING MEMBER/AGENT, 04/2017 IS THE START DATE, LESS THAN 5 HOURS MONTH ARE DEVOTED TO THIS BUSINESS DURING SECURITIES TRADING HOURS.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
California
(3/6/2019)
IAR
Illinois
(8/2/2016)
IAR
Indiana
(1/31/2019)
IAR
Texas
(8/29/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2016About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Ara Bayindiryan's CRS (Customer Relationship Summary).

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