WL
William B. Lamborne
ANNEX WEALTH MANAGEMENT
Brookfield, WI 53045
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CRD#: 6670245
WL
Professional summary
William Brian Lamborne is a registered financial advisor currently at ANNEX WEALTH MANAGEMENT, LLC located in Brookfield, Wisconsin.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. William has worked at 2 firms and has passed the Series 65, Series 7TO and SIE exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
100% OWNER, 221 W WOOD ST, 221 W WOOD ST, PALATINE, , ILLINOIS, 60067, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 6/1/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, I OWN THE RENTAL PROPERTY WHICH IS MANAGED BY A THIRD PARTY MANAGEMENT COMPANY. TRUSTEE OF MARIANNE LAMBORNE REVOCABLE TRUST (DECEASED), STARTED 10/2023, 2-3 HOURS PER MONTH, MANAGE ESTATE THROUGH PROBATE
CRS (Client Relationship Summary) - RIA
Click below to view William Brian Lamborne's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 9, 2024 - Present
ANNEX WEALTH MANAGEMENT, LLC
Office #1: 17950 W. Corporate Drive Suite 300, Brookfield, WI 53045RIA
CRD#: 127987
Brookfield, WI
Past
August 2, 2022 - July 10, 2024
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
Milwaukee, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ANNEX WEALTH MANAGEMENT, LLC
ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE
CRD#: 127987 / SEC#: 801-63505
RIA
Registered Investment Advisory firm - (9/24/2004 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(10/9/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/2/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
Current Firm
AW
ANNEX WEALTH MANAGEMENT, LLC
ANNEX ADVISORY SERVICES, LLC | SAVVY - POWERED BY ANNEX WEALTH MANAGEMENT | SAVVY | ANNEX WEALTH MANAGEMENT, LLC | ANNEX IGNITE
CRD#: 127987 / SEC#: 801-63505
RIA
Registered Investment Advisory firm - (9/24/2004 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
17950 W. Corporate Drive Suite 300, Brookfield, WI 53045
Mailing Address
Phone number
(262) 786-6363
Established
Firm type
Fiscal year end
# of Employees
144
SEC notice filing (33 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 19,997 |
| AUM (Assets Under Management) | $ 6,945,737,689 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/11/2025 | ||
| 05/22/2024 | ||
| 12/18/2023 | ||
| 03/16/2023 |
Red Flags
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Company Information
ANNEX WEALTH MANAGEMENT, LLC
CRD#: 127987Brookfield, WI 53045TRUST BUT VERIFY
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