Thomas J. Cusick

THE KELLY GROUP

Bel Air, MD 21014

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CRD#: 6670047

Professional summary

Thomas Joseph Cusick, CFP® is a registered financial advisor currently at THE KELLY GROUP located in Bel Air, Maryland.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Thomas has worked at 4 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Financial Planning Association of Maryland, Non-Investment Related, PO Box 799, Reisterstown, MD, Professional Development Organization, Officer, 1/01/24, 2.5 HRS/MO, 1 TRADING HR/ MO, Work with Professional and Other Board Members to Develop Educational Programming.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Cusick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

January 2, 2021 - Present

THE KELLY GROUP

Office #1: 48 East Gordon Street, Bel Air, MD 21014

RIA

CRD#: 310140

Bel Air, MD

Past

August 5, 2020 - November 24, 2020

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

Bel Air, MD

Past

January 16, 2017 - November 24, 2020

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

BEL AIR, MD

Past

August 1, 2016 - November 21, 2016

EQUITABLE ADVISORS, LLC

CRD#: 6627

COLUMBIA, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE KELLY GROUP

KELLY FINANCIAL GROUP, LLC | THE KELLY GROUP

CRD#: 310140 / SEC#: 801-119450

RIA

Registered Investment Advisory firm - (10/2/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/2/2021)

IAR

Delaware
(1/2/2021)

IAR

Maryland
(1/2/2021)

IAR

North Carolina
(1/2/2021)

IAR

Ohio
(1/4/2021)

IAR

Pennsylvania
(1/2/2021)

IAR

Texas
(12/26/2023)

IAR

Virginia
(1/2/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 10/4/2019

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/1/2016

General Securities Representative Examination

Current Firm

THE KELLY GROUP

KELLY FINANCIAL GROUP, LLC | THE KELLY GROUP

CRD#: 310140 / SEC#: 801-119450

RIA

Registered Investment Advisory firm - (10/2/2020 Approved)

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Contact information

Main Address

48 East Gordon Street, Bel Air, MD 21014

Mailing Address

Phone number

(410) 893-0560

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (19 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE KELLY GROUP - BROCHURE - MARCH 31, 2025 (3/31/2025)

THE KELLY GROUP - BROCHURE - NOVEMBER 27, 2024 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,936
AUM (Assets Under Management)	$ 953,228,816

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas J. Cusick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Joseph Cusick's CRS (Customer Relationship Summary).

Certified licenses

Experience

THE KELLY GROUP

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

THE KELLY GROUP

State Registrations and Notice Filings

Exams

Series 63

Date: 10/4/2019

SIE

Date: 10/1/2018

Series 7

Date: 8/1/2016

Current Firm

THE KELLY GROUP

Contact information

SEC notice filing (19 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE KELLY GROUP

TRUST BUT VERIFY

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