Benjamin K. Smith
Professional summary
Benjamin Kyle Smith, CFP® is a registered financial advisor currently at BRIARWOOD FINANCIAL located in Gig Harbor, Washington.
Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Benjamin has worked at 5 firms and has passed the Series 65, Series 63, Series 7TO, Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Kyle Smith's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2022
Experience
October 1, 2020 - Present
BRIARWOOD FINANCIAL
Office #1: 2801 Hollycroft Street Ste B #1, Gig Harbor, WA 98335October 1, 2020 - December 31, 2024
BRIARWOOD FINANCIAL
June 20, 2019 - October 1, 2020
CETERA INVESTMENT SERVICES LLC
June 19, 2019 - October 1, 2020
CETERA INVESTMENT ADVISERS LLC
June 7, 2019 - June 24, 2019
FORESTERS ADVISORY SERVICES, LLC
October 23, 2018 - June 24, 2019
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/1/2020)
Exams
Series 7TO
Date: 7/14/2019
General Securities Representative ExaminationSeries 6TO
Date: 10/23/2018
Investment Company Products/Variable Contracts Representative ExaminationCurrent Firm
BRIARWOOD FINANCIAL
CRD#: 310562 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 34 |
| AUM (Assets Under Management) | $ 3,337,939 |
Red Flags
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Company Information
BRIARWOOD FINANCIAL
CRD#: 310562Gig Harbor, WA 98335TRUST BUT VERIFY
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