Connor D. Mickelsen

ARISTOTLE CAPITAL MANAGEMENT

Los Angeles, CA 90025-0449

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CRD#: 6669488

Professional summary

Connor Daniel Mickelsen, who also goes by Connor Daniel Mickelsen, is a registered financial advisor currently at ARISTOTLE CAPITAL MANAGEMENT, LLC located in Los Angeles, California and FORESIDE FINANCIAL SERVICES, LLC located in Newport Beach, California.

Connor is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2023. Connor has worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Connor Daniel Mickelsen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Aristotle Capital Management; Newport Beach, CA; Investment Related - Yes; Started 03/2023; Asset Management; Regional Associate; Support regional directors; 120 hours per month with 0 hours during securities trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Daniel Mickelsen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 17, 2023 - Present

ARISTOTLE CAPITAL MANAGEMENT, LLC

Office #1: 11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449

RIA

CRD#: 109876

Los Angeles, CA

Current

October 11, 2023 - Present

FORESIDE FINANCIAL SERVICES, LLC

Office #1: 840 Newport Center Drive Suite 700, Newport Beach, CA 92660

CRD#: 148477

Newport Beach, CA

Past

May 12, 2023 - October 24, 2023

IMST DISTRIBUTORS, LLC

CRD#: 130745

Newport Beach, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ARISTOTLE CAPITAL MANAGEMENT, LLC

ARISTOTLE | REED CONNER & BIRDWELL LLC | REED CONNER & BIRDWELL | ARISTOTLE CAPITAL MANAGEMENT, LLC

CRD#: 109876 / SEC#: 801-60014

RIA

Registered Investment Advisory firm - (2/8/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Arizona
(8/29/2023)

Arizona
(10/24/2023)

IAR

California
(8/17/2023)

California
(10/24/2023)

IAR

Colorado
(8/17/2023)

Colorado
(10/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/31/2023

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 5/12/2023

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/1/2023

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

ARISTOTLE CAPITAL MANAGEMENT, LLC

ARISTOTLE | REED CONNER & BIRDWELL LLC | REED CONNER & BIRDWELL | ARISTOTLE CAPITAL MANAGEMENT, LLC

CRD#: 109876 / SEC#: 801-60014

RIA

Registered Investment Advisory firm - (2/8/2001 Approved)

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Contact information

Main Address

11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025-0449

Mailing Address

Phone number

(310) 478-4005

Established

Firm type

Fiscal year end

# of Employees

156

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ACM FORM ADV PART 2A (3/12/2025)

Regulatory assets under management

Total Number of Accounts	5,904
AUM (Assets Under Management)	$ 43,833,669,241

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Connor D. Mickelsen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Connor Daniel Mickelsen's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARISTOTLE CAPITAL MANAGEMENT, LLC

FORESIDE FINANCIAL SERVICES, LLC

IMST DISTRIBUTORS, LLC

Primary Firm SEC Registration

ARISTOTLE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/31/2023

Series 7TO

Date: 5/12/2023

SIE

Date: 5/1/2023

FINRA

Current Firm

ARISTOTLE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ARISTOTLE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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