David J. Storms
Professional summary
David Joseph Storms, who also goes by David J Storms, David Storms, is a registered financial professional currently at STONEGATE CAPITAL MARKETS, INC. located in Dallas, Texas.
David is registered as a RR (Registered Representative) and started their career in finance in 2017. David has worked at 3 firms and has passed the Series 63, Series 87, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Joseph Storms's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 10, 2022 - Present
STONEGATE CAPITAL MARKETS, INC.
Office #1: 500 Crescent Court Suite 370, Dallas, TX 75201August 1, 2022 - October 5, 2022
GOLDMAN SACHS & CO. LLC
August 14, 2017 - August 20, 2018
VANGUARD MARKETING CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/8/2026)
(10/10/2022)
(10/10/2022)
Exams
Series 7TO
Date: 7/31/2022
General Securities Representative ExaminationFINRA
Current Firm
STONEGATE CAPITAL MARKETS, INC.
CRD#: 6376 / SEC#: , 8-17359
Contact information
FINRA licenses (22 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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Company Information
STONEGATE CAPITAL MARKETS, INC.
CRD#: 6376Dallas, TX 75201TRUST BUT VERIFY
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