FM
Faisal Magsi
PROSTATIS FINANCIAL ADVISORS GROUP
Hanover, MD 21076
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CRD#: 6668846
FM
Professional summary
Faisal Magsi is a registered financial advisor currently at PROSTATIS FINANCIAL ADVISORS GROUP located in Hanover, Maryland.
Faisal is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Faisal has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 11/02/2023 - SFG Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 09/22/2022 - 160 Hours Per Month/ During Trading 2. 11/10/2023 - SFG Wealth Management - Registered Investment Advisor Hybrid - Admin - Investment Related - At Reported Business Location(s) - Start Date 09/22/2022 - 160 Hours Per Month/ During Trading - I provide administrative support to SFG Wealth Management, an independent investment advisor firm. I started this business activity in 9/2022. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm�s Form ADV for more information about its address, the nature of its business, its owners, and its services at�http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 11/10/2023 - SFG Wealth Management - Registered Investment Advisor DBA - Investment Related - At Reported Business Location(s) - Start Date 09/22/2022 - 160 Hours Per Month/ During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Faisal Magsi's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 15, 2024 - Present
PROSTATIS FINANCIAL ADVISORS GROUP
Office #1: 7580 Buckingham Blvd., Ste. 180, Hanover, MD 21076RIA
CRD#: 132662
Hanover, MD
Past
October 17, 2022 - July 30, 2024
SFG WEALTH MANAGEMENT
RIA
CRD#: 285785
Millersville, MD
Past
September 28, 2022 - August 7, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
TOWSON, MD
Past
June 23, 2022 - August 26, 2022
PROSTATIS FINANCIAL ADVISORS GROUP
RIA
CRD#: 132662
Hanover, MD
Past
May 1, 2020 - June 2, 2021
TRIAD ADVISORS LLC
BD
CRD#: 25803
Columbia, MD
Past
March 13, 2019 - April 7, 2020
PROFUNDS DISTRIBUTORS, INC.
BD
CRD#: 19541
NEW YORK, NY
Past
October 1, 2018 - February 27, 2019
FORESIDE FUND SERVICES, LLC
BD
CRD#: 46106
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PF
PROSTATIS FINANCIAL ADVISORS GROUP
GAME CHANGER WEALTH | WEALTH EDUCATIONAL SOLUTIONS | SHEPHERD WEALTH SOLUTIONS | PROSTATIS MANAGEMENT GROUP | PROSTATIS GROUP LLC | PROSTATIS FINANCIAL ADVISORS GROUP, LLC | PROSTATIS FINANCIAL ADVISORS GROUP | MCPHERSON FINANCIAL GROUP
CRD#: 132662 / SEC#: 801-112501
RIA
Registered Investment Advisory firm - (2/23/2018 Approved)Florida
Registered Investment Advisory firm - (4/5/2018 Terminated)Maryland
Registered Investment Advisory firm - (7/20/2018 Terminated)Texas
Registered Investment Advisory firm - (4/5/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(8/15/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
PF
PROSTATIS FINANCIAL ADVISORS GROUP
GAME CHANGER WEALTH | WEALTH EDUCATIONAL SOLUTIONS | SHEPHERD WEALTH SOLUTIONS | PROSTATIS MANAGEMENT GROUP | PROSTATIS GROUP LLC | PROSTATIS FINANCIAL ADVISORS GROUP, LLC | PROSTATIS FINANCIAL ADVISORS GROUP | MCPHERSON FINANCIAL GROUP
CRD#: 132662 / SEC#: 801-112501
RIA
Registered Investment Advisory firm - (2/23/2018 Approved)Florida
Registered Investment Advisory firm - (4/5/2018 Terminated)Maryland
Registered Investment Advisory firm - (7/20/2018 Terminated)Texas
Registered Investment Advisory firm - (4/5/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
7580 Buckingham Blvd, Suite 180, Hanover, MD 21076
Mailing Address
Phone number
(410) 863-1040
Established
Firm type
Fiscal year end
# of Employees
18
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 4,217 |
| AUM (Assets Under Management) | $ 508,939,132 |
Red Flags
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