Philip Loria
Professional summary
Philip Loria, who also goes by Phil Jack Loria, Philip Jack Loria, is a registered financial professional currently at REGIONS SECURITIES LLC located in Mclean, Virginia.
Philip is registered as a RR (Registered Representative) and started their career in finance in 2017. Philip has worked at 3 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip Loria's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 8, 2022 - Present
REGIONS SECURITIES LLC
Office #1: 1650 Tysons Blvd Suite 710, Mclean, VA 22102October 14, 2019 - December 31, 2021
CLEARSIGHT CAPITAL ADVISORS, INC
July 25, 2017 - September 10, 2019
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/8/2022)
Exams
FINRA
Current Firm
REGIONS SECURITIES LLC
CRD#: 159475 / SEC#: , 8-68990
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RFC FINANCIAL SERVICES HOLDING LLC | PARENT | |
| AMIN, RITVIG NIPENDRA | CHAIRMAN OF THE BOARD & DIRECTOR | 2901218 |
| GIARDINO, NEIL | CEO, PRESIDENT AND DIRECTOR | 2428962 |
| HOLLOWAY, GLENN CHRISTOPHER | FINOP, CFO, PFO, POO & DIRECTOR | 4566759 |
| MAGGIORE, JILL WRIGHT | CHIEF COMPLIANCE OFFICER & DIRECTOR | 1001068 |
| MAXWELL, JASON MATTHEW | CHIEF LEGAL OFFICER & DIRECTOR | 5997125 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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