Thomas G. Stahle

TFP MANAGEMENT

Bettendorf, IA 52722

Some features on this profile are disabled

CRD#: 6667578

Professional summary

Thomas Gerald Stahle is a registered financial advisor currently at TFP MANAGEMENT, LLC located in Bettendorf, Iowa.

Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Thomas has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

True Financial Partners -Investment Related - 3475 Utica Ridge Road, Bettendorf, IA 52722 - Financial Advisor - Selling Insurance Products and Services

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Gerald Stahle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 19, 2021 - Present

TFP MANAGEMENT, LLC

Office #1: 3475 Utica Ridge Road, Bettendorf, IA 52722

RIA

CRD#: 313543

Bettendorf, IA

Past

June 15, 2017 - October 25, 2021

ALPHASTAR CAPITAL MANAGEMENT

RIA

CRD#: 157423

Bettendorf, IA

Past

July 19, 2016 - January 10, 2018

TRUE FINANCIAL PARTNERS

RIA

CRD#: 152854

BETTENDORF, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TFP MANAGEMENT, LLC

CRD#: 313543 / SEC#: 801-121243

RIA

Registered Investment Advisory firm - (5/17/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(10/19/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/19/2016

Uniform Investment Adviser Law Examination

Current Firm

TFP MANAGEMENT, LLC

CRD#: 313543 / SEC#: 801-121243

RIA

Registered Investment Advisory firm - (5/17/2021 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

3475 Utica Ridge Road, Bettendorf, IA 52722

Mailing Address

Phone number

(563) 359-8783

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A - FIRM BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,434
AUM (Assets Under Management)	$ 217,711,655

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Moira Wilkins

J.P. MORGAN SECURITIES LLC

Moline, IL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Thomas G. Stahle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Gerald Stahle's CRS (Customer Relationship Summary).

Certified licenses

Experience

TFP MANAGEMENT, LLC

ALPHASTAR CAPITAL MANAGEMENT

TRUE FINANCIAL PARTNERS

Primary Firm SEC Registration

TFP MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/19/2016

Current Firm

TFP MANAGEMENT, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TFP MANAGEMENT, LLC

TRUST BUT VERIFY

Similar Advisors