Alain Garcia
Professional summary
Alain Garcia is a registered financial professional currently at LOOP CAPITAL MARKETS LLC located in San Antonio, Texas.
Alain is registered as a RR (Registered Representative) and started their career in finance in 2016. Alain has worked at 4 firms and has passed the Series 63, Series 79TO, SIE, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Alain Garcia's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 12, 2024 - Present
LOOP CAPITAL MARKETS LLC
Office #1: 401 East Sonterra Boulevard, Suite 375, San Antonio, TX 78258April 5, 2022 - March 7, 2024
CITIGROUP GLOBAL MARKETS INC.
February 20, 2019 - March 7, 2022
LOOP CAPITAL MARKETS LLC
December 11, 2017 - May 29, 2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 2, 2016 - September 18, 2017
HILLTOP SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/12/2024)
(3/12/2024)
Exams
Series 79TO
Date: 7/16/2022
Investment Banking Registered Representative ExaminationFINRA
Current Firm
LOOP CAPITAL MARKETS LLC
CRD#: 43098 / SEC#: , 8-50140
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 8 |
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