AL
Alex J. Lutz
AMERICAN WEALTH MANAGEMENT
Casper, WY 82601
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CRD#: 6667189
AL
Professional summary
Alex James Lutz is a registered financial advisor currently at AMERICAN WEALTH MANAGEMENT, INC. located in Casper, Wyoming.
Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Alex has worked at 2 firms and has passed the Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Alex James Lutz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 9, 2022 - Present
AMERICAN WEALTH MANAGEMENT, INC.
Office #1: 118 E 9th St, Casper, WY 82601RIA
CRD#: 25536
Casper, WY
Past
August 17, 2016 - February 28, 2017
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
BD
CRD#: 7834
CENTENNIAL, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AMERICAN WEALTH MANAGEMENT, INC.
AMERICAN WEALTH MANAGEMENT, INC.
CRD#: 25536 / SEC#: 801-66163, 8-41807
RIA
Registered Investment Advisory firm - SEC (1/30/2006 Approved)Arizona
Registered Investment Advisory firm - SEC (11/28/2023 Terminated)Florida
Registered Investment Advisory firm - SEC (2/27/2006 Terminated)Georgia
Registered Investment Advisory firm - SEC (2/27/2006 Terminated)Texas
Registered Investment Advisory firm - SEC (2/27/2006 Terminated)BD
Terminated by SEC on 12/02/2024
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wyoming(12/9/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
AMERICAN WEALTH MANAGEMENT, INC.
AMERICAN WEALTH MANAGEMENT, INC.
CRD#: 25536 / SEC#: 801-66163, 8-41807
RIA
Registered Investment Advisory firm - SEC (1/30/2006 Approved)Arizona
Registered Investment Advisory firm - SEC (11/28/2023 Terminated)Florida
Registered Investment Advisory firm - SEC (2/27/2006 Terminated)Georgia
Registered Investment Advisory firm - SEC (2/27/2006 Terminated)Texas
Registered Investment Advisory firm - SEC (2/27/2006 Terminated)BD
Terminated by SEC on 12/02/2024
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Contact information
Main Address
3480 Preston Ridge Road Suite 500, Alpharetta, GA 30005
Mailing Address
Phone number
(770) 392-8741
Established
Georgia since 11/21/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
10
SEC notice filing (14 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,219 |
| AUM (Assets Under Management) | $ 309,865,000 |
Disclosures
| Regulatory Event | 6 |
| Arbitration | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
AMERICAN WEALTH MANAGEMENT, INC.
CRD#: 25536Casper, WY 82601TRUST BUT VERIFY
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