Christopher D. Coleman

CLARENDON PRIVATE LLC

Providence, RI 02903

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CRD#: 6666698

Professional summary

Christopher David Coleman is a registered financial advisor currently at CLARENDON PRIVATE LLC located in Providence, Rhode Island.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Christopher has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher David Coleman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 4, 2025 - Present

CLARENDON PRIVATE LLC

Office #1: 1 Turks Head Place 16th Floor, Providence, RI 02903

RIA

CRD#: 316616

Providence, RI

Past

May 2, 2019 - January 26, 2024

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NORWELL, MA

Past

August 12, 2016 - May 13, 2019

UBS FINANCIAL SERVICES INC.

CRD#: 8174

ROCKLAND, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CLARENDON PRIVATE LLC

CRD#: 316616 / SEC#: 801-122430

RIA

Registered Investment Advisory firm - (10/1/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Rhode Island
(3/4/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/4/2025

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/12/2016

General Securities Representative Examination

Current Firm

CLARENDON PRIVATE LLC

CRD#: 316616 / SEC#: 801-122430

RIA

Registered Investment Advisory firm - (10/1/2021 Approved)

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Contact information

Main Address

131 Clarendon Street 4th Floor, Boston, MA 02116-5131

Mailing Address

Phone number

(617) 927-7999

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CLARENDON PRIVATE DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (9/12/2025)

Regulatory assets under management

Total Number of Accounts	184
AUM (Assets Under Management)	$ 344,304,586

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
08/27/2025	Cover Page	Report
11/27/2024	Cover Page	Report
04/02/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher D. Coleman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher David Coleman's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARENDON PRIVATE LLC

WELLS FARGO CLEARING SERVICES, LLC

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

CLARENDON PRIVATE LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/4/2025

SIE

Date: 10/1/2018

Series 7

Date: 8/12/2016

Current Firm

CLARENDON PRIVATE LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CLARENDON PRIVATE LLC

TRUST BUT VERIFY

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