Song Mu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Song Mu was a registered financial professional .
Song is a previously registered financial professional and started their career in finance in 2017. Song had worked at 2 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 26, 2019 - June 25, 2021
QATALYST PARTNERS LP
August 14, 2017 - February 20, 2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QATALYST PARTNERS LP
CRD#: 147251 / SEC#: , 8-67887
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| QATALYST GROUP LP | LIMITED PARTNER | |
| BOUTROS, GEORGE FOUAD | CHIEF EXECUTIVE OFFICER | 1567861 |
| DILULLO, JASON A | PRESIDENT | 2378805 |
| PALMER, SALLY GRACE | CHIEF COMPLIANCE OFFICER | 1524061 |
| QATALYST MANAGEMENT LLC | GENERAL PARTNER | |
| QUATTRONE, FRANK PETER | EXECUTIVE CHAIRMAN | 1312126 |
| TAN, MICHAEL JEN-KAI | FINOP/CHIEF FINANCIAL OFFICER | 6014199 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
