William E. Grant

360 FINANCIAL

Wayzata, MN 55391

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CRD#: 6666298

Professional summary

William Edward Grant IV, CFP®, CPWA®, who also goes by William Edward Grant, is a registered financial advisor currently at 360 FINANCIAL located in Wayzata, Minnesota and LPL FINANCIAL LLC located in Wayzata, Minnesota.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. William has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Edward Grant

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) 07/13/2023 - 360 Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 07/2023 2) 07/13/2023 - Podcast - The Road to the Top - Podcast Host - Non-Inv Rel - Minneapolis, MN - Start: 08/2021 - 2 Hr/Mth 3) 08/16/2023 - 360 FINANCIAL, INC - Registered Investment Advisor Hybrid - IAR - Investment Related - At Reported Business Location(s) - Start Date 7/10/2023 - 160 Hours Per Month/ 80 Hours During Trading - Time Spent 100% - I provide investment advisory services through 360 FINANCIAL, INC, an independent investment advisor firm. I started this business activity in 07/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Grant IV's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

CPWA^®

Certified Private Wealth Advisor

Start date: 2022-06-28

Expire date: 2024-05-31

Experience

Current

August 16, 2023 - Present

360 FINANCIAL

Office #1: 849 Lake Street East, Wayzata, MN 55391

RIA

CRD#: 168600

Wayzata, MN

Current

July 17, 2023 - Present

LPL FINANCIAL LLC

Office #1: 849 Lake Street East, Wayzata, MN 55391

RIA

CRD#: 6413

Wayzata, MN

Past

November 3, 2021 - July 10, 2023

KOVITZ INVESTMENT GROUP PARTNERS, LLC

RIA

CRD#: 282241

CHICAGO, IL

Past

December 19, 2018 - November 17, 2021

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

VERNON HILLS, IL

Past

December 18, 2018 - November 17, 2021

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

VERNON HILLS, IL

Past

August 21, 2018 - October 22, 2021

BCU WEALTH ADVISORS, LLC

RIA

CRD#: 164173

VERNON HILLS, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

360 FINANCIAL

360 FINANCIAL | 360 FINANCIAL, INC.

CRD#: 168600 / SEC#: 801-78425

RIA

Registered Investment Advisory firm - (8/30/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Minnesota
(7/17/2023)

IAR

Minnesota
(8/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 1/15/2019

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 1/17/2018

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/18/2018

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 11/27/2018

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

360 FINANCIAL

360 FINANCIAL | 360 FINANCIAL, INC.

CRD#: 168600 / SEC#: 801-78425

RIA

Registered Investment Advisory firm - (8/30/2013 Approved)

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Contact information

Main Address

849 Lake Street East, Wayzata, MN 55391

Mailing Address

Phone number

(952) 542-8900

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,940
AUM (Assets Under Management)	$ 567,566,550

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

William E. Grant

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Grant IV's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

KOVITZ INVESTMENT GROUP PARTNERS, LLC

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

BCU WEALTH ADVISORS, LLC

Primary Firm SEC Registration

360 FINANCIAL

State Registrations and Notice Filings

Exams

Series 63

Date: 1/15/2019

Series 65

Date: 1/17/2018

Series 7TO

Date: 12/18/2018

SIE

Date: 11/27/2018

FINRA

Current Firm

360 FINANCIAL

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

360 FINANCIAL

TRUST BUT VERIFY

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