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WG

William E. Grant

360 FINANCIAL
Wayzata, MN 55391
Some features on this profile are disabled
CRD#: 6666298
WG

Professional summary

William Edward Grant IV, CFP®, CPWA®, who also goes by William Edward Grant, is a registered financial advisor currently at 360 FINANCIAL located in Wayzata, Minnesota and LPL FINANCIAL LLC located in Wayzata, Minnesota.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2018. William has worked at 5 firms and has passed the Series 63, Series 65, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

William Edward Grant

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Edward Grant IV's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

CPWA®

Certified Private Wealth Advisor

Start date: 2022-06-28

Expire date: 2024-05-31

Experience

Current

August 16, 2023 - Present

360 FINANCIAL

Office #1: 849 Lake Street East, Wayzata, MN 55391
RIA
CRD#: 168600
Wayzata, MN
Current

July 17, 2023 - Present

LPL FINANCIAL LLC

Office #1: 849 Lake Street East, Wayzata, MN 55391
RIA
BD
CRD#: 6413
Wayzata, MN
Past

November 3, 2021 - July 10, 2023

NORTHCOAST ASSET MANAGEMENT LLC

RIA
CRD#: 282241
CHICAGO, IL
Past

December 19, 2018 - November 17, 2021

CUSO FINANCIAL SERVICES, L.P.

RIA
CRD#: 42132
VERNON HILLS, IL
Past

December 18, 2018 - November 17, 2021

CUSO FINANCIAL SERVICES, L.P.

BD
CRD#: 42132
VERNON HILLS, IL
Past

August 21, 2018 - October 22, 2021

BCU WEALTH ADVISORS, LLC

RIA
CRD#: 164173
VERNON HILLS, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
3F
360 FINANCIAL
360 FINANCIAL | 360 FINANCIAL, INC.

CRD#: 168600 / SEC#: 801-78425

RIA
Registered Investment Advisory firm - (8/30/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(7/17/2023)
IAR
Minnesota
(8/16/2023)

Exams

State Security Law Exam
RR
Series 63
Date: 1/15/2019
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 1/17/2018
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 12/18/2018
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 11/27/2018
Securities Industry Essentials Examination
SRO Registrations
RR
FINRA

Current Firm

3F
360 FINANCIAL
360 FINANCIAL | 360 FINANCIAL, INC.

CRD#: 168600 / SEC#: 801-78425

RIA
Registered Investment Advisory firm - (8/30/2013 Approved)
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Contact information

Main Address
849 Lake Street East, Wayzata, MN 55391
Mailing Address
Phone number
(952) 542-8900
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (3/20/2025)

Regulatory assets under management

Total Number of Accounts1,940
AUM (Assets Under Management)$ 567,566,550

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

360 FINANCIAL

CRD#: 168600Wayzata, MN 55391

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