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MG

Michael P. Guerena

INTREPID INVESTMENT BANKERS LLC
LOS ANGELES, CA 90025
Some features on this profile are disabled
CRD#: 6665957
MG

Professional summary

Michael Patrick Guerena Jr., who also goes by Michael Patrick Guerena Jr, Michael Patrick Jr Guerena, Michael Guerena, is a registered financial professional currently at INTREPID INVESTMENT BANKERS LLC located in Los Angeles, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2023. Michael has worked at 2 firms and has passed the Series 63, SIE and Series 79TO exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Patrick Guerena Jr | Michael Patrick Jr Guerena | Michael Guerena

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Patrick Guerena Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 22, 2024 - Present

INTREPID INVESTMENT BANKERS LLC

Office #1: 11755 Wilshire Blvd. Suite 2150 And 2200, Los Angeles, CA 90025
BD
CRD#: 154801
LOS ANGELES, CA
Past

January 6, 2023 - January 15, 2024

LA HONDA ADVISORS LLC

BD
CRD#: 165045
MENLO PARK, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(1/22/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 12/9/2022
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/6/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79TO
Date: 9/30/2022
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

II
INTREPID INVESTMENT BANKERS LLC
INTREPID INVESTMENT BANKERS LLC | INTREPID MERCHANT BANKERS, LLC

CRD#: 154801 / SEC#: , 8-68674

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
11755 Wilshire Blvd., Suite 2150 And 2200, Los Angeles, CA 90025
Mailing Address
11755 Wilshire Blvd., Suite 2150 And 2200, Los Angeles, CA 90025
Phone number
(310) 478-9000
Established
Delaware since 04/28/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
MUFG AMERICAS HOLDINGS CORPORATIONDIRECT OWNER
BAGDASARIAN, EDUARDCEO1307175
FREEDMAN, JAMES BARRYMANAGING DIRECTOR, CHAIRMAN1616904
MILKMAN, PAUL DAVIDCHIEF INFORMATION SECURITY OFFICER1564708
MORIN, STACEY LYNNCHIEF FINANCIAL OFFICER5649422
ROSENBERG, W MICHAELSENIOR MANAGING DIRECTOR1617639
SCANDURA, STEPHEN THOMASCHIEF COMPLIANCE OFFICER4539229

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

INTREPID INVESTMENT BANKERS LLC

CRD#: 154801Los Angeles, CA 90025

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