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WT

William J. Threadgill

CHICKASAW CAPITAL MANAGEMENT
Memphis, TN 38119
Some features on this profile are disabled
CRD#: 6665904
WT

Professional summary

William James Threadgill III, who also goes by William J Threadgill, is a registered financial advisor currently at CHICKASAW CAPITAL MANAGEMENT, LLC located in Memphis, Tennessee and CHICKASAW SECURITIES, LLC located in Memphis, Tennessee.

William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. William has worked at 2 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 24 and Series 27 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

William J Threadgill

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William James Threadgill III's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 9, 2016 - Present

CHICKASAW CAPITAL MANAGEMENT, LLC

Office #1: 6075 Poplar Ave Suite 720, Memphis, TN 38119
RIA
CRD#: 127398
Memphis, TN
Current

August 27, 2016 - Present

CHICKASAW SECURITIES, LLC

Office #1: 6075 Poplar Avenue, Suite 720, Memphis, TN 38119
BD
CRD#: 128711
Memphis, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CC
CHICKASAW CAPITAL MANAGEMENT, LLC
CHICKASAW CAPITAL MANAGEMENT, LLC

CRD#: 127398 / SEC#: 801-62121

RIA
Registered Investment Advisory firm - (6/12/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Tennessee
(11/7/2016)
IAR
Tennessee
(11/9/2016)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 11/7/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/27/2016
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 3/28/2017
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 2/21/2017
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CC
CHICKASAW CAPITAL MANAGEMENT, LLC
CHICKASAW CAPITAL MANAGEMENT, LLC

CRD#: 127398 / SEC#: 801-62121

RIA
Registered Investment Advisory firm - (6/12/2003 Approved)
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Contact information

Main Address
6075 Poplar Ave Suite 720, Memphis, TN 38119
Mailing Address
Phone number
(901) 537-1866
Established
Firm type
Fiscal year end
# of Employees
19

SEC notice filing (51 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CCM ADV PART 2A ANNUAL AMENDMENT (3/28/2025)

Regulatory assets under management

Total Number of Accounts433
AUM (Assets Under Management)$ 2,529,750,391

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CHICKASAW CAPITAL MANAGEMENT, LLC

CRD#: 127398Memphis, TN 38119

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