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Regina L Lewis

Regina L. Lewis

WELLTH ADVISORY SERVICES | Vice President, Financial Advisor
Thompson Station, TN
Some features on this profile are disabled
CRD#: 6665851
Regina L Lewis

Professional summary

Regina L Lewis, who also goes by Regina Lea Howell, Regina Howell, Regina Lea Lewis, Regina Lewis, is a registered financial advisor currently at WELLTH ADVISORY SERVICES, LLC located in Thompson Station, Tennessee.

Regina is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Regina has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Biography

Regina joined CAPTRUST in 2023 and serves as a vice president and financial advisor. Utilizing her skillset and resources, she enriches the lives of others by positively impacting and consulting on financial benefit plans where she assists C-level executives, board members, and investment committee members of both for-profit and nonprofit organizations. Regina advises her clients in the areas of fiduciary responsibility, investment and provider management, plan design and governance, and participant support. She holds a Bachelor of Science in business management from Tennessee Technological University and the designation of Certified Plan Fiduciary Advisor. Outside of the office, Regina enjoys practicing yoga, traveling both locally and internationally, and spending time with her husband, Chris, and their sports-loving sons, Tyler and Beckett.
top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Regina Lea Howell | Regina Howell | Regina Lea Lewis | Regina Lewis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Canterbury HOA Board: Investment Related: No; Homeowners boade; Treasurer; Start:3/1/2022; Hours/Month:2 ; Hours during Market Hours:0 ; Duties: Committee meetings

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Regina L Lewis's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Education

Tennessee Technological University

BS - Business management

Experience

Current

October 1, 2025 - Present

WELLTH ADVISORY SERVICES, LLC

RIA
CRD#: 330537
Thompson Station, TN
Past

April 5, 2023 - July 10, 2025

CAPTRUST

RIA
CRD#: 175112
Brentwood, TN
Past

August 26, 2020 - March 2, 2023

CAP PARTNERS, LLC

RIA
CRD#: 144779
FRANKLIN, TN
Past

July 30, 2018 - March 16, 2020

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
NASHVILLE, TN
Past

June 27, 2016 - June 28, 2018

PAYCHEX SECURITIES CORPORATION

BD
CRD#: 39733
NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA
Registered Investment Advisory firm - (4/26/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Tennessee
(10/1/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 8/26/2020
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/25/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 6/27/2016
Investment Company Products/Variable Contracts Representative Examination

Current Firm

WA
WELLTH ADVISORY SERVICES, LLC
STRATEGIC RETIREMENT PARTNERS (SRP) | WELLTH ADVISORY SERVICES, LLC

CRD#: 330537 / SEC#: 801-130037

RIA
Registered Investment Advisory firm - (4/26/2024 Approved)
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Contact information

Main Address
Shorewood, IL
Mailing Address
Phone number
(866) 777-4015
Established
Firm type
Fiscal year end
# of Employees
72

SEC notice filing (44 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

WELLTH ADV WRAP BROCHURE (3/31/2025)
WELLTH ADV PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts2,338
AUM (Assets Under Management)$ 23,574,040,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

WELLTH ADVISORY SERVICES, LLC

Vice President, Financial AdvisorCRD#: 330537Thompson Station, TN

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